KW
Keith G. Willerman
EAGLE STRATEGIES LLC
San Diego, CA
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CRD#: 1799373
KW
Professional summary
Keith Glen Willerman, CFP® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in San Diego, California and NYLIFE SECURITIES LLC located in San Diego, California.
Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Keith has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS VIA DBA FINANCIAL STRATEGIES AND INSURANCE SERVICES; INVESTMENT RELATED; OWNER; START DATE 11/2006] [RENTAL PROPERTY; OWNER; INVESTMENT RELATED; FLIPS PROPERTY; START DATE 5/2003] [PURCHASE REAL ESTATE TO DEVELOP AND SELL. HIS TIME DEVOTED TO THIS ACTIVITY WILL BE LIMITED TO 0-8 HOURS PER WEEK AS HE ANTICIPATES THE OTHER PARTNERS WILL BE MORE INVOLVED THAN HE WILL. AT THIS TIME, THE PARTNERSHIP HAS NOT BEEN ESTABLISHED AND IT IS NOT KNOWN HOW MUCH TIME WILL BE DEVOTED TO IT DURING TRADING HOURS-INVESTMENT RELATED BUSINESS;11278 VERADA MAR DE CORAZON, SAN DIEGO, CA; START DATE 3/2006] [VaxProud; My son Alec Willerman, is age 23 and starting a business. He would like me to provide him guidance. Help with administrative issues, marketing, sales and speaking with different vendors. He would like me to have ownership in his business; 11278 Vereda Mar De Corazon, San Diego CA 92130; Start Date 12/2020; Role/Title: Owner; Not Investment Related; 25 hours per month; 7 hours per month during securities trading hours] [Cryptocurrency Investment; Personal Investments in Cryptocurrencies and initial Coin offerings ICO's. Possibly opening a Coinbase account.; 4365 Executive Drive Suite 800 San Diego, CA 92120; Start Date 04/2021; Role/Title: Owner; Investment Related; 3 hours per month; 2 hours per month during securities trading hours; passive investor]
CRS (Client Relationship Summary) - RIA
Click below to view Keith Glen Willerman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1995
Experience
Current
May 26, 1999 - Present
EAGLE STRATEGIES LLC
Office #2: 4365 Executive Drive Suite 800, San Diego, CA 92121RIA
CRD#: 110826
San Diego, CA
Current
August 25, 1988 - Present
NYLIFE SECURITIES LLC
BD
CRD#: 5167
San Diego, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/5/2004)
RR
California(4/14/1993)
IAR
California(4/26/2011)
RR
Colorado(8/8/1997)
RR
Florida(4/15/1993)
RR
Georgia(9/15/2014)
RR
Hawaii(6/8/2021)
RR
Illinois(8/25/1988)
RR
Louisiana(6/13/2023)
RR
Maryland(8/2/2018)
RR
Michigan(1/7/2021)
RR
Minnesota(7/31/2015)
RR
Nevada(2/25/2013)
RR
New York(2/26/1997)
RR
North Carolina(5/19/2023)
RR
Oregon(11/21/2017)
RR
Pennsylvania(8/1/2016)
RR
Texas(7/24/2001)
IAR
Texas(4/25/2011)
RR
Virginia(9/13/2013)
RR
Washington(5/14/2009)
RR
Wisconsin(1/14/1997)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
