Andrew H. Boxer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Harris Boxer was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1988. Andrew had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 1991 - March 31, 1994
J. GREGORY & COMPANY, INC.
February 21, 1991 - October 31, 1991
MANCHESTER RHONE SECURITIES CORP.
January 16, 1991 - February 27, 1991
R.H.DAMON & CO., INC.
September 22, 1989 - January 1, 1990
LEHMAN BROTHERS INC.
April 6, 1989 - September 29, 1989
D. H. BLAIR & CO., INC.
April 18, 1988 - April 8, 1989
J. W. GANT & ASSOCIATES, INC.
February 23, 1988 - April 25, 1988
MIKAL & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J. GREGORY & COMPANY, INC.
CRD#: 14892 / SEC#: , 8-31923
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
