Bryan T. Weadock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Thomas Weadock was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 1988. Bryan had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2021 - December 31, 2023
INTE SECURITIES LLC
December 20, 2018 - January 31, 2020
SOUTH STREET SECURITIES LLC
July 22, 2009 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
July 22, 2009 - January 13, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 2008 - July 6, 2009
J.P. MORGAN SECURITIES LLC
January 4, 2001 - October 1, 2008
J.P. MORGAN SECURITIES INC.
May 14, 1992 - May 1, 2001
JPMSI
August 11, 1988 - May 13, 1992
KEEFE, BRUYETTE & WOODS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 6/20/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
INTE SECURITIES LLC
CRD#: 47107 / SEC#: , 8-51667
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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