Paul D. Bowers

NORTH CAPITAL

Saint Simons Island, GA

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CRD#: 1799341

Professional summary

Paul Donald Bowers, who also goes by Paul Bowers, is a registered financial advisor currently at NORTH CAPITAL located in Saint Simons Island, Georgia.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Paul has worked at 15 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Bowers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Pinnacle Insurance & Finance Services, 7791 Belfort PKWY, Jacksonville, FL, Business is Investment related, Life, Long term care insurance, Title: Managing Director, Started: December 2014, approximately 30 hrs per month, 1 hr during securities trading hours, duties: conduit between insurance company providers and clients. 2. OAM Sea Island LLC - Castellucci Industries - I will perform standard business consulting guidance pertaining to the operation, build-out and growth of the Company's manufacturing business of products to support utility companies. 8 hours per week 3. Capital Radiosurgery Centers - Chief Operating Officer, Member -- Business provides a freestanding, cutting edge cancer radiosurgery center in partnership with a major US-based health insurance provider to deliver cost-effective, first-class cancer oncology treatment without sacrificing efficacy. 20 hours per week, not investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Donald Bowers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 28, 2021 - Present

NORTH CAPITAL

RIA

CRD#: 148802

Saint Simons Island, GA

Past

January 24, 2019 - December 31, 2020

NORTH CAPITAL

RIA

CRD#: 148802

Saint Simons Island, GA

Past

January 23, 2019 - December 22, 2021

NORTH CAPITAL PRIVATE SECURITIES CORPORATION

CRD#: 154559

SALT LAKE CITY, UT

Past

March 5, 2018 - December 3, 2018

ADI DASSLER INTERNATIONAL FAMILY OFFICE USA LIMITED PARTNERSHIP

RIA

CRD#: 288134

Saint Sinons Island, GA

Past

December 6, 2016 - August 30, 2017

ARKADIOS CAPITAL

CRD#: 282710

Atlanta, GA

Past

April 18, 2016 - March 20, 2018

ACG WEALTH INC.

RIA

CRD#: 150419

ATLANTA, GA

Past

November 20, 2012 - February 3, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAINT SIMONS, GA

Past

October 4, 2012 - February 3, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAINT SIMONS, GA

Past

November 8, 2011 - September 11, 2012

G-2 TRADING,LLC

CRD#: 44018

NEW YORK, NY

Past

November 15, 2010 - October 31, 2011

KOYOTE TRADING LLC

CRD#: 149672

NEW YORK, NY

Past

March 1, 2010 - November 12, 2010

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

October 13, 2008 - January 23, 2009

BTIG, LLC

CRD#: 122225

NEW YORK, NY

Past

January 8, 2008 - May 27, 2008

ACCESS SECURITIES, LLC

CRD#: 22455

NEW CANAAN, CT

Past

April 28, 2004 - January 7, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

April 25, 2003 - March 4, 2004

LAZARD FRERES & CO. LLC

CRD#: 2528

NEW YORK, NY

Past

July 2, 2001 - April 4, 2002

FIRST NEW YORK SECURITIES L.L.C.

CRD#: 16362

NEW YORK, NY

Past

December 12, 1996 - May 3, 2001

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

September 20, 1988 - February 20, 1992

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTH CAPITAL

CRD#: 148802 / SEC#: 801-110598

RIA

Registered Investment Advisory firm - (5/17/2017 Approved)

California

Registered Investment Advisory firm - (7/2/2017 Terminated)

Utah

Registered Investment Advisory firm - (6/2/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/28/2021)

IAR

Utah
(1/28/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/15/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/23/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/18/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/30/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/1988

General Securities Representative Examination

Current Firm

NORTH CAPITAL

CRD#: 148802 / SEC#: 801-110598

RIA

Registered Investment Advisory firm - (5/17/2017 Approved)

California

Registered Investment Advisory firm - (7/2/2017 Terminated)

Utah

Registered Investment Advisory firm - (6/2/2017 Terminated)

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Contact information

Main Address

623 E Fort Union Blvd. Suite 101, Salt Lake City, UT 84047

Mailing Address

Phone number

888-625-7768 X1

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (6/27/2025)

Regulatory assets under management

Total Number of Accounts	642
AUM (Assets Under Management)	$ 292,582,491

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul D. Bowers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Donald Bowers's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTH CAPITAL

NORTH CAPITAL PRIVATE SECURITIES CORPORATION

ADI DASSLER INTERNATIONAL FAMILY OFFICE USA LIMITED PARTNERSHIP

ARKADIOS CAPITAL

ACG WEALTH INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

G-2 TRADING,LLC

KOYOTE TRADING LLC

OPPENHEIMER & CO. INC.

BTIG, LLC

ACCESS SECURITIES, LLC

LEHMAN BROTHERS INC.

LAZARD FRERES & CO. LLC

FIRST NEW YORK SECURITIES L.L.C.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

NORTH CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 11/15/2012

Series 63

Date: 4/23/2010

Series 7TO

Date: 12/18/2022

SIE

Date: 8/30/2017

Series 7

Date: 9/17/1988

Current Firm

NORTH CAPITAL

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTH CAPITAL

TRUST BUT VERIFY

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