Jeffry S. Feigenwinter
Professional summary
Jeffry Scott Feigenwinter, who also goes by Jeffry Feigenwinter, is a registered financial professional currently at R. SEELAUS & CO., LLC located in Chatham, New Jersey.
Jeffry is registered as a RR (Registered Representative) and started their career in finance in 1988. Jeffry has worked at 11 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffry Scott Feigenwinter's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2014 - Present
R. SEELAUS & CO., LLC
Office #1: 26 Main Street Suite 300, Chatham, NJ 07928April 28, 2011 - November 11, 2014
SG AMERICAS SECURITIES, LLC
August 4, 2010 - May 24, 2011
MORGAN STANLEY & CO. LLC
May 11, 2004 - May 26, 2010
BNP PARIBAS SECURITIES CORP.
March 31, 2003 - May 10, 2004
ABN AMRO INCORPORATED
July 6, 2000 - March 12, 2003
HSBC SECURITIES (USA) INC.
November 14, 1995 - June 21, 2000
CREDIT SUISSE SECURITIES (USA) LLC
May 1, 1989 - March 4, 1993
LEHMAN SPECIAL SECURITIES INC.
May 1, 1989 - March 4, 1993
LEHMAN GOVERNMENT SECURITIES INC.
May 1, 1989 - March 4, 1993
LEHMAN BROTHERS INC.
February 23, 1988 - November 3, 1988
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/10/2014)
(7/7/2023)
(12/10/2014)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
R. SEELAUS & CO., LLC
CRD#: 14974 / SEC#: 801-68283, 8-31475
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SEELAUS HOLDINGS LLC | OWNER/MEMBER | |
| BRUCIA, JAMES BENEDETTO | CO-HEAD OF ORIGINATION AND SYNDICATE, MANAGING DIRECTOR | 1281247 |
| GRAVES, LESLIE ANN | CO HEAD OF ORIGINATION AND SYNDICATE, MANAGING DIRECTOR | 1411769 |
| MITNICK, ANNELIESE NMN | CHIEF EXECUTIVE OFFICER (CEO) | 4862821 |
| MOLCHAN, MAYYA NMN | CHIEF FINANCIAL OFFICER (CFO), FINANCIAL AND OPERATIONS PRINCIPAL ( FINOP) | 5865025 |
| MURRAY III, ALBERT QUENTIN | HEAD OF SALES AND TRADING, MUNICIPAL PRINCIPAL (MP) | 1032639 |
| PAJDAK, KAROLINA NMN | CHIEF COMPLIANCE OFFICER (CCO) | 4491899 |
| SEELAUS, BENJAMIN PATRICK | CHIEF OPERATING OFFICER (COO), REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROSFP) | 4621898 |
| SEELAUS, RICHARD PAUL | CHAIRMAN, | 500660 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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