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JS

John R. Smith

Some features on this profile are disabled
CRD#: 1799256
JS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Richard Smith was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1988. John had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 28, 2016 - July 1, 2020

DETALUS ADVISORS, LLC

RIA
CRD#: 117958
ST. LOUIS, MO
Past

May 12, 2009 - March 30, 2016

DETALUS INSTITUTIONAL, LLC

RIA
CRD#: 149294
ST. LOUIS, MO
Past

April 4, 2005 - September 14, 2010

DETALUS ADVISORS, LLC

RIA
CRD#: 117958
ST LOUIS, MO
Past

September 13, 2002 - July 1, 2020

DETALUS SECURITIES, LLC

BD
CRD#: 103260
ST. LOUIS, MO
Past

June 24, 2002 - September 6, 2002

PT ASSET MANAGEMENT, LLC

RIA
CRD#: 107619
ITASCA, IL
Past

July 2, 1999 - September 6, 2002

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

BD
CRD#: 36155
CHICAGO, IL
Past

March 25, 1999 - June 10, 1999

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

March 25, 1999 - June 10, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

February 24, 1988 - July 13, 1988

NBD BROKERAGE SERVICES, INC.

BD
CRD#: 17020

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DETALUS ADVISORS, LLC
CHASE VALUE PROGRAM | HANCOCK INVESTMENT ADVISORS, LLC | DETALUS ADVISORS, LLC

CRD#: 117958 / SEC#: 801-61481

RIA
Registered Investment Advisory firm - (9/24/2002 Approved)
Missouri
Registered Investment Advisory firm - (9/2/2003 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/21/2001
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/14/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/24/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 2/27/1989
Municipal Securities Principal Examination

Current Firm

DA
DETALUS ADVISORS, LLC
CHASE VALUE PROGRAM | HANCOCK INVESTMENT ADVISORS, LLC | DETALUS ADVISORS, LLC

CRD#: 117958 / SEC#: 801-61481

RIA
Registered Investment Advisory firm - (9/24/2002 Approved)
Missouri
Registered Investment Advisory firm - (9/2/2003 Terminated)
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Contact information

Main Address
383 Marshall Avenue, St. Louis, MO 63119
Mailing Address
Phone number
(314) 997-3191
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DETALUS ADVISORS, LLC WRAP FEE BROCHURE (3/19/2025)
ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts646
AUM (Assets Under Management)$ 928,372,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DETALUS ADVISORS, LLC

CRD#: 117958

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