PS
Peter J. Succoso
SHERPA CAPITAL MANAGEMENT
JUPITER, FL
Some features on this profile are disabled
CRD#: 1798811
PS
Peter John SuccosoSHERPA CAPITAL MANAGEMENT
Professional summary
Peter John Succoso is a registered financial advisor currently at SHERPA CAPITAL MANAGEMENT located in Jupiter, Florida and OSAIC WEALTH, INC. located in Hockessin, Delaware.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Peter has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SHERPA INSURANCE POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 11/18/2019 ADDRESS: 722 Yorklyn Road, Suite 300, Hockessin, DE 19707 DESCRIPTION: Advisory 2. SHERPA FINANCIAL SERVICES POSITION: Life Coach-Financial Planner NATURE: DBA for Financial Services INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 722 Yorklyn Road, Suite 300, Hockessin, DE 19707 DESCRIPTION: As a certified life coach I am able to utilize the Design Your Life materials and provide financial planning. 3. HOCKESSIN MONTESORI SCHOOL BOARD MEMBER POSITION: Board Member NATURE: School INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 06/01/1989 ADDRESS: 1000 Old Lancaster Pike DESCRIPTION: Board Member at large. 4. SHERPA CONSULTING POSITION: Principal NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 06/01/1999 ADDRESS: 722 Yorklyn Road, Suite 300, Hockessin, DE 19707 DESCRIPTION: Provide Strategic Planning and executive coaching services for a select group of companies. 5. SHERPA CAPITAL MANAGEMENT, LLC POSITION: Officer/Director NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 08/18/2025 ADDRESS: 500 Ocean Trail Way, Unit 505, Jupiter, FL 33477 DESCRIPTION: CEO, Investment Advisor 6. OCEAN TRAIL V HOA & OCEAN TRAIL UNIT OWNERS ASSOCIATION (OTUOA)A POSITION: President NATURE: Condominium Boards INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 2 START DATE: 03/08/2023 ADDRESS: 500 Ocean Trail Way, Jupiter FL 33477, United States DESCRIPTION: Provide oversight as a member of a 5 person Board of Directors, and a Property Management Group for the 50 Unit condominium and 602 Units of the Master Association where I reside in Jupiter, Florida. I do not have signing authority for financial accounts, checks etc and am not listed on accounts
CRS (Client Relationship Summary) - RIA
Click below to view Peter John Succoso's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 24, 2025 - Present
SHERPA CAPITAL MANAGEMENT
RIA
CRD#: 336739
JUPITER, FL
Current
January 19, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 722 Yorklyn Road, Ste 300 Stone Mill Office Complex, Hockessin, DE 19707RIA
BD
CRD#: 23131
HOCKESSIN, DE
Past
January 19, 2024 - October 1, 2026
OSAIC WEALTH, INC.
RIA
CRD#: 23131
CENTER VALLEY, PA
Past
February 21, 2007 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
HOCKESSIN, DE
Past
February 21, 2007 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
HOCKESSIN, DE
Past
January 23, 2004 - February 28, 2007
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
HOCKESSIN, DE
Past
August 16, 2002 - February 28, 2007
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
HOCKESSIN, DE
Past
December 16, 2001 - August 9, 2002
PAN-AMERICAN FINANCIAL ADVISERS
BD
CRD#: 15578
NEW ORLEANS, LA
Past
March 21, 2001 - December 16, 2001
AMERICAN CAPITAL CORPORATION
BD
CRD#: 16124
VALLEY FORGE, PA
Past
October 21, 1998 - April 6, 1999
BEECH HILL SECURITIES, INC.
BD
CRD#: 24771
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SHERPA CAPITAL MANAGEMENT
SHERPA CAPITAL MANAGEMENT | SHERPA CAPITAL MANAGEMENT, LLC
CRD#: 336739 / SEC#: 801-133748
RIA
Registered Investment Advisory firm - (6/26/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/19/2024)
RR
Colorado(1/19/2024)
RR
Connecticut(1/19/2024)
RR
Delaware(1/19/2024)
RR
District of Columbia(1/19/2024)
RR
Florida(1/19/2024)
IAR
Florida(7/24/2025)
RR
Illinois(5/10/2024)
RR
Indiana(1/19/2024)
RR
Maine(1/19/2024)
RR
Maryland(1/19/2024)
RR
Massachusetts(1/19/2024)
RR
Michigan(1/19/2024)
RR
Minnesota(1/19/2024)
RR
New Jersey(1/19/2024)
RR
New York(1/19/2024)
RR
North Carolina(1/19/2024)
RR
Pennsylvania(1/19/2024)
RR
Rhode Island(1/19/2024)
RR
South Carolina(1/19/2024)
RR
Texas(1/19/2024)
RR
Vermont(1/19/2024)
RR
Virginia(1/19/2024)
RR
West Virginia(1/19/2024)
RR
Wisconsin(1/19/2024)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SC
SHERPA CAPITAL MANAGEMENT
SHERPA CAPITAL MANAGEMENT | SHERPA CAPITAL MANAGEMENT, LLC
CRD#: 336739 / SEC#: 801-133748
RIA
Registered Investment Advisory firm - (6/26/2025 Approved)Loading...
Contact information
Main Address
Jupiter, FL
Mailing Address
Phone number
(302) 235-1284
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 409 |
| AUM (Assets Under Management) | $ 107,481,071 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
