Frank W. Brower
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Willard Brower, who also goes by Tripp Brower, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1988. Frank had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2006 - October 21, 2013
CSP SECURITIES, LP
December 19, 2000 - March 20, 2001
OFFROAD SECURITIES, INC.
July 7, 1998 - December 4, 2000
STEPHENS
July 28, 1995 - December 17, 1995
SUNBELT CAPITAL MANAGEMENT, INC.
August 21, 1990 - August 23, 1993
FRANCHISE EQUITIES CORPORATION
August 10, 1990 - August 20, 1990
FFCA SECURITIES CORPORATION
February 23, 1988 - March 28, 1989
TOMLIN SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CSP SECURITIES, LP
CRD#: 136941 / SEC#: , 8-67051
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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