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JC

James Bryan Corbett

CRD# 1798518·Registered 1988 - 2022
Previously Registered: Being a previously registered professional could mean that James is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

James Bryan Corbett was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1988 - 2022. James had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

FOCUS ON SUCCESS, LLC·CRD# 129739
RIA
Ft. Mitchell, KY
April 21, 2004 - January 18, 2022
VALMARK ADVISERS, INC.·CRD# 108050
RIA
Fort Mitchell, KY
December 16, 2003 - December 31, 2021
VALMARK SECURITIES, INC.·CRD# 31243
BD
Fort Mitchell, KY
December 8, 2003 - December 31, 2021
OSAIC FA, INC.·CRD# 3978
RIA
Ft Mitchell, KY
January 19, 1998 - December 12, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580
BD
Fort Wayne, IN
July 31, 1990 - December 12, 2003
OSAIC FA, INC.·CRD# 3978
BD
Fort Wayne, IN
July 31, 1990 - December 12, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580
BD
Fort Wayne, IN
July 16, 1990 - July 23, 1990
OSAIC FA, INC.·CRD# 3978
BD
Fort Wayne, IN
July 16, 1990 - July 23, 1990
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
February 11, 1988 - August 31, 1990

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Current Firm

FO
FOCUS ON SUCCESS, LLC

FOCUS ON SUCCESS | JAMES B. CORBETT | FOCUS ON SUCCESS/JAMES B CORBETT | FOCUS ON SUCCESS, LLC

CRD#: 129739

Contact Information

Main Address

211 Grandview Dr Ste 235, Ft. Mitchell, KY 41017-2792

Phone Number

(859) 331-2010

# of Employees

9

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1988About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1991About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1988About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Dec 2004About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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