Anthony L. Chiasson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Lincoln Chiasson, who also goes by Tony Chiasson, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1989. Anthony had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2015 - November 10, 2016
STRATEGIC ADVISERS LLC
February 17, 2015 - November 9, 2016
FIDELITY BROKERAGE SERVICES LLC
September 10, 2013 - February 6, 2015
QUEST CAPITAL STRATEGIES, INC.
September 4, 2013 - December 31, 2014
QUEST CAPITAL STRATEGIES, INC.
January 6, 2011 - September 7, 2011
CUNA BROKERAGE SERVICES, INC.
January 6, 2011 - September 7, 2011
CUNA BROKERAGE SERVICES, INC.
October 27, 2009 - November 22, 2010
WADDELL & REED
October 23, 2009 - November 22, 2010
WADDELL & REED
November 17, 2005 - April 3, 2009
U.S. BANCORP INVESTMENTS, INC.
March 31, 2005 - April 3, 2009
U.S. BANCORP INVESTMENTS, INC.
January 23, 2003 - March 10, 2005
LPL FINANCIAL LLC
September 23, 2002 - March 10, 2005
LPL FINANCIAL LLC
August 26, 1998 - August 9, 2001
FEDERATED SECURITIES CORP.
September 11, 1997 - August 14, 1998
GLENFED BROKERAGE SERVICES
April 4, 1997 - October 9, 1997
CAPITAL BROKERAGE CORPORATION
October 23, 1995 - March 18, 1997
ASB FINANCIAL SERVICES
March 26, 1993 - October 5, 1995
FIMCO SECURITIES GROUP, INC.
July 13, 1992 - March 2, 1993
CAPITAL BROKERAGE CORPORATION
November 14, 1990 - May 15, 1992
INVEST FINANCIAL CORPORATION
April 18, 1989 - December 2, 1989
IDS LIFE INSURANCE COMPANY
April 18, 1989 - December 2, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
