Thomas R. Osborne
Professional summary
Thomas Robert Osborne, who also goes by Tom Osborne, is a registered financial professional currently at IFM (US) SECURITIES, LLC located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1990. Thomas has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Robert Osborne's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 11, 2014 - Present
IFM (US) SECURITIES, LLC
Office #1: 114 West 47th Street 19th Floor, New York, NY 10036May 21, 2001 - January 11, 2013
UBS SECURITIES LLC
November 3, 2000 - May 7, 2001
PERSHING LLC
July 25, 1996 - May 7, 2001
CREDIT SUISSE SECURITIES (USA) LLC
September 19, 1990 - July 16, 1996
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
IFM (US) SECURITIES, LLC
CRD#: 166325 / SEC#: , 8-69201
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFM INVESTORS (US), LLC | MEMBER | |
| GARCIA, JULIO FRANCISCO | DIRECTOR | 2910097 |
| GEORGARAKIS, DIMITRIOS | CHIEF OPERATING OFFICER | 6917695 |
| GRUBER, RICHARD EDWARD | CHIEF COMPLIANCE OFFICER | 5256033 |
| KIRSCHENBLAT, CHAD ETHAN | FINANCIAL AND OPERATIONS PRINCIPAL | 2503352 |
| MODY, ANDREA CRAWFORD | CHIEF EXECUTIVE OFFICER | 5409587 |
| RANDALL, RICHARD ALLEN | DIRECTOR | 5395562 |
Red Flags
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