Michael Mezzina

STANCORP EQUITIES

Portland, OR 97204

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CRD#: 1797804

Professional summary

Michael Mezzina is a registered financial professional currently at STANCORP EQUITIES, INC. located in Portland, Oregon.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2023 - Present

STANCORP EQUITIES, INC.

Office #1: 1100 Sw 6th Avenue, Portland, OR 97204

CRD#: 19517

Portland, OR

Past

April 5, 2023 - October 2, 2023

EQUITABLE ADVISORS, LLC

CRD#: 6627

SYRACUSE, NY

Past

January 27, 2023 - March 31, 2023

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

Charlotte, NC

Past

March 5, 2015 - January 3, 2023

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

Charlotte, NC

Past

July 31, 2013 - March 2, 2015

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

WAVERLY, IA

Past

January 13, 2005 - May 23, 2008

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

NEW YORK, NY

Past

October 27, 2003 - January 14, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

November 15, 2002 - October 30, 2003

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

August 31, 1998 - April 2, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maine
(1/3/2024)

Massachusetts
(1/3/2024)

New Hampshire
(1/3/2024)

New Jersey
(5/9/2024)

New York
(1/3/2024)

Vermont
(1/3/2024)

Exams

State Security Law Exam

Series 63

Date: 8/23/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/31/2013

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 8/28/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STANCORP EQUITIES, INC.

STANCORP EQUITIES, INC. | STANWEST EQUITIES, INC. | STANDARD EQUITIES, INC.

CRD#: 19517 / SEC#: , 8-37563

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

1100 Sw Sixth Avenue, Portland, OR 97204-1093

Mailing Address

900 Sw 5th Avenue, C22, Portland, OR 97204-1093

Phone number

(971) 321-8830

Established

Oregon since 10/02/1986

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
STANCORP FINANCIAL GROUP, INC.	OWNER OF STANCORP EQUITIES, INC.
BURLIE, JASON MATTHEW	PRESIDENT	4072452
HUANG, JAMES PEI-YUEN	SECRETARY	4020305
LIM, CHARLES	CHIEF COMPLIANCE OFFICER	5039063
MARTIN, SHANNON MICHELLE	2ND VICE PRESIDENT AND ASSISTANT CONTROLLER	7616238
PAGLIARULO, DAVID C	TREASURER, FINOP	6883045

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael Mezzina

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Mezzina's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

EQUITABLE DISTRIBUTORS, LLC

EQUITABLE DISTRIBUTORS, LLC

CUNA BROKERAGE SERVICES, INC.

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

UBS FINANCIAL SERVICES INC.

J.P. MORGAN SECURITIES LLC

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/23/2013

SIE

Date: 10/1/2018

Series 6

Date: 7/31/2013

Series 7

Date: 8/28/1998

FINRA

Current Firm

STANCORP EQUITIES, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

STANCORP EQUITIES, INC.

TRUST BUT VERIFY

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