Paul S. Saintpierre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Stephen Saintpierre, who also goes by Paul Stephen Saint-pierre, Paul Saintpierre, Paul Stephen St. Pierre, Paul Stephen Stpierre, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1996. Paul had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 2, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2019 - July 6, 2023
PSP ADVISORS
February 26, 2016 - September 12, 2017
CAREY CREDIT ADVISORS, LLC
May 22, 2008 - December 2, 2014
CNL FUND ADVISORS COMPANY
July 10, 2007 - December 31, 2007
CNL FUND ADVISORS COMPANY
April 1, 2003 - December 3, 2004
WALL STREET REALTY SECURITIES, INC.
March 12, 1998 - May 1, 2000
NATIONAL BANK OF CANADA FINANCIAL INC.
July 3, 1996 - December 31, 1997
INSTITUTIONAL REAL ESTATE CLEARINGHOUSE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 1/19/1988
Non-Member General Securities ExaminationSeries 28
Date: 2/21/1996
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
PSP ADVISORS
CRD#: 299646 / SEC#:
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Florida | ERA - Withdrawn | 1/2/2019 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
