PL
Peter W. Ling
MORLING FINANCIAL ADVISORS
MILL VALLEY, CA
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CRD#: 1797371
PL
Professional summary
Peter Wing Ching Ling, who also goes by Peter Ling, is a registered financial advisor currently at MORLING FINANCIAL ADVISORS, LLC located in Mill Valley, California.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Peter has worked at 1 firm and has passed the Series 65 and Series 2 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Peter Ling
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) MORLING & COMPANY - ACCOUNTING AND FINANCIAL SERVICES FIRM (NOT INVESTMENT RELATED - CONSULTING AND INCOME TAX PREPARATION) 7049 Redwood Blvd Suite 205, Novato, CA 94945. MY POSITION IS PRINCIPAL AND PRESIDENT. I STARTED THE COMPANY IN 1985. 50% OF MY TIME IS DEVOTED TO THIS BUSINESS, 80 HOURS PER MONTH (40 HOURS DURING TRADING HOURS). (2) SYSTEMS INTEGRATION SOLUTIONS, INC., NON INVESTMENT-RELATED, 1255 TREAT BLVD, WALNUT CREEK, CA 94597, (IT STAFFING AND RECRUITING), CEO, AS OF JANUARY 2008, (60 HOURS PER MONTH) (20 HOURS DURING TRADING HOURS). (3) COMMERCE SOLUTIONS INC. NON INVESTMENT-RELATED. (44 MONTGOMERY STREET, SUITE 1900, SAN FRANCISCO, CA 94104) (IT INTEGRATION AND SECURITY SOLUTIONS), CO-MANAGING PARTNER, START DATE JUNE 1997, (20 HOURS PER MONTH), (8 HOURS DURING TRADING HOURS). (4) ART BY AIKO., NON INVESTMENT-RELATED, (GATE 480, ROAD 5, SUITE 232, SAUSOLITO, CA, 94965) (SCULPTURE FINE ART), GENERAL PARTNER, FINANCE PARTNER, START DATE JULY 2008, (ZERO HOURS PER MONTH). (5) WASHINGTON LABORATORIES., NON-INVESTMENT RELATED, (313 PARK AVE, SUITE 300, FALLS CHURCH, VA, 22046) (EMC TESTING AND PRODUCT CERTIFICATION), DIRECTOR, BOARD MEMBER, START DATE MAY 1999, (ZERO HOURS PER MONTH).
CRS (Client Relationship Summary) - RIA
Click below to view Peter Wing Ching Ling's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 19, 1999 - Present
MORLING FINANCIAL ADVISORS, LLC
RIA
CRD#: 111819
MILL VALLEY, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MF
MORLING FINANCIAL ADVISORS, LLC
MORLING FINANCIAL ADVISORS, LLC
CRD#: 111819 / SEC#: 801-100390
RIA
Registered Investment Advisory firm - (6/30/2015 Approved)California
Registered Investment Advisory firm - (8/16/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/19/1999)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 2
Date: 1/21/1988
Non-Member General Securities ExaminationCurrent Firm
MF
MORLING FINANCIAL ADVISORS, LLC
MORLING FINANCIAL ADVISORS, LLC
CRD#: 111819 / SEC#: 801-100390
RIA
Registered Investment Advisory firm - (6/30/2015 Approved)California
Registered Investment Advisory firm - (8/16/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
39355 California Street Suite 201a, Fremont, CA 94538-1447
Mailing Address
Phone number
(844) 667-5464
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,331 |
| AUM (Assets Under Management) | $ 755,720,449 |
Red Flags
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