Paul P. D'arienzo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Peter D'arienzo, who also goes by Paul Peter Darienzo, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1988. Paul had worked at 17 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2018 - July 22, 2025
STATE FARM VP MANAGEMENT CORP.
June 24, 2014 - April 14, 2017
STATE FARM VP MANAGEMENT CORP.
March 22, 2013 - May 29, 2013
ROTHSCHILD LIEBERMAN LLC
March 22, 2011 - November 14, 2012
NATIONWIDE SECURITIES, LLC
January 15, 2008 - February 28, 2011
STATE FARM VP MANAGEMENT CORP.
September 14, 2006 - August 2, 2007
MIDWOOD SECURITIES, INC.
December 2, 2005 - September 1, 2006
RAYMOND JAMES & ASSOCIATES, INC.
October 10, 2003 - December 1, 2005
DFH EQUITIES, INC.
March 23, 2000 - October 8, 2003
DUNLEVY & CO., INCORPORATED
February 12, 1997 - September 15, 2000
GUZMAN & COMPANY
November 8, 1996 - February 20, 1998
APEX CLEARING CORPORATION
April 3, 1992 - November 3, 1992
IDS LIFE INSURANCE COMPANY
April 3, 1992 - November 3, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
September 7, 1990 - October 26, 1990
MALONE & ASSOCIATES, INC.
June 22, 1990 - September 11, 1990
MLB INVESTMENTS, LTD.
May 7, 1990 - June 25, 1990
ROBERT TODD FINANCIAL CORP.
February 5, 1990 - June 4, 1990
VANDERBILT SECURITIES, INC.
December 20, 1988 - January 17, 1989
INVESTORS CENTER, INC.
December 20, 1988 - February 15, 1990
J. T. MORAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WIEDUWILT, ANDREW PATRICK | VICE PRESIDENT | 8074278 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
