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Barry John Miele

CRD# 1797191·Registered 1988 - 1997
Previously Registered: Being a previously registered professional could mean that Barry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Barry John Miele, who also goes by Yessner Miele, Barry Yessner, was a registered financial advisor. Barry was a previously registered financial professional and started their career in finance 1988 - 1997. Barry had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Yessner Miele, Barry Yessner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

INVESTORS ASSOCIATES, INC.·CRD# 958
BD
Hackensack, NJ
January 31, 1997 - July 18, 1997
BARINGTON CAPITAL GROUP, L.P.·CRD# 29383
BD
New York, NY
January 9, 1995 - March 15, 1996
BARINGTON CAPITAL GROUP, L.P.·CRD# 29383
BD
New York, NY
July 23, 1993 - September 21, 1993
ADVANCED EQUITY GROUP, INC.·CRD# 13873
BD
November 18, 1992 - March 29, 1993
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
May 8, 1991 - September 25, 1992
COMMONWEALTH ASSOCIATES·CRD# 20833
BD
New York, NY
February 6, 1991 - May 9, 1991
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
December 24, 1990 - February 15, 1991
BLUESTONE CAPITAL CORP.·CRD# 13516
BD
New York, NY
June 26, 1990 - November 23, 1990
FIRST FIDELITY CAPITAL CORP.·CRD# 17967
BD
June 12, 1989 - October 19, 1990
BLUESTONE CAPITAL CORP.·CRD# 13516
BD
New York, NY
January 12, 1989 - June 5, 1989
MONMOUTH INVESTMENTS, INC.·CRD# 14047
BD
May 16, 1988 - January 25, 1989
J. T. MORAN & CO., INC.·CRD# 15655
BD
February 23, 1988 - May 19, 1988

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Current Firm

IA
INVESTORS ASSOCIATES, INC.

INVESTORS ASSOCIATES, INC.

CRD#: 958 / SEC#: 8-15007
BD
Cancelled by SEC on 09/22/1998

Contact Information

Established

New Jersey since 06/16/1969

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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