Barry J. Miele
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry John Miele, who also goes by Yessner Miele, Barry Yessner, was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1988. Barry had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 1997 - July 18, 1997
INVESTORS ASSOCIATES, INC.
January 9, 1995 - March 15, 1996
BARINGTON CAPITAL GROUP, L.P.
July 23, 1993 - September 21, 1993
BARINGTON CAPITAL GROUP, L.P.
November 18, 1992 - March 29, 1993
ADVANCED EQUITY GROUP, INC.
May 8, 1991 - September 25, 1992
GKN SECURITIES CORP.
February 6, 1991 - May 9, 1991
COMMONWEALTH ASSOCIATES
December 24, 1990 - February 15, 1991
GKN SECURITIES CORP.
June 26, 1990 - November 23, 1990
BLUESTONE CAPITAL CORP.
June 12, 1989 - October 19, 1990
FIRST FIDELITY CAPITAL CORP.
January 12, 1989 - June 5, 1989
BLUESTONE CAPITAL CORP.
May 16, 1988 - January 25, 1989
MONMOUTH INVESTMENTS, INC.
February 23, 1988 - May 19, 1988
J. T. MORAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS ASSOCIATES, INC.
CRD#: 958 / SEC#: , 8-15007
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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