Marco Gamboa

GAMBOA CAPITAL MANAGEMENT

San Antonio, TX 78233

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CRD#: 1797052

Professional summary

Marco Gamboa is a registered financial advisor currently at GAMBOA CAPITAL MANAGEMENT INC. located in San Antonio, Texas.

Marco is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Marco has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Marco Gamboa is a member of Proportional Prosperity LLC, a Texas Limited Liability Company engaged in real property ownership, management, and maintenance. Further Mr. gamboa is a Member of Sitterle Gamboa Custom Builders LLC, a Texas Limited Liability Company engaged in Commercial and Residential construction. Mr. Gamboa spends the majority of his time pursuing these ventures.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marco Gamboa's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 1, 2006 - Present

GAMBOA CAPITAL MANAGEMENT INC.

Office #1: 4435 Naco Perrin, San Antonio, TX 78233

RIA

CRD#: 110201

San Antonio, TX

Past

January 1, 2006 - December 31, 2017

GAMBOA CAPITAL MANAGEMENT INC.

RIA

CRD#: 110201

SAN ANTONIO, TX

Past

May 1, 1990 - December 1, 1995

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

March 7, 1988 - May 9, 1990

D. H. BLAIR & CO., INC.

CRD#: 6833

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/1/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/1/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/4/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/20/1988

General Securities Representative Examination

Current Firm

GAMBOA CAPITAL MANAGEMENT INC.

CRD#: 110201 / SEC#: 801-56847

RIA

Registered Investment Advisory firm - (3/31/2005 Terminated)

Texas

Registered Investment Advisory firm - (1/1/2006 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4435 Naco Perrin, San Antonio, TX 78233

Mailing Address

P.o. Box 460969, San Antonio, TX 78246-0969

Phone number

(210) 615-2300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 244,697

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marco Gamboa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marco Gamboa's CRS (Customer Relationship Summary).

Certified licenses

Experience

GAMBOA CAPITAL MANAGEMENT INC.

GAMBOA CAPITAL MANAGEMENT INC.

UBS FINANCIAL SERVICES INC.

D. H. BLAIR & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/1/2005

Series 63

Date: 3/4/1988

Series 7

Date: 2/20/1988

Current Firm

GAMBOA CAPITAL MANAGEMENT INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GAMBOA CAPITAL MANAGEMENT INC.

TRUST BUT VERIFY

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