Hilary S. Carroll

LANDER & ASSOCIATES

OAK HILL, VA

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CRD#: 1796971

Professional summary

Hilary Stone Carroll, CFP®, who also goes by Hilary Nelson Carroll, Hilary Nelson Stone, is a registered financial advisor currently at LANDER & ASSOCIATES INC located in Oak Hill, Virginia.

Hilary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Hilary has worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hilary Nelson Carroll | Hilary Nelson Stone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hilary Stone Carroll's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

November 15, 1990 - Present

LANDER & ASSOCIATES INC

RIA

CRD#: 110703

OAK HILL, VA

Past

July 29, 2002 - December 31, 2011

CADARET, GRANT & CO., INC.

CRD#: 10641

OAK HILL, VA

Past

February 8, 2002 - July 30, 2002

FERRIS, BAKER WATTS, LLC

CRD#: 285

BALTIMORE, MD

Past

January 12, 1994 - December 31, 2001

MID ATLANTIC INVESTOR SERVICES, INC.

CRD#: 31002

WASHINGTON, DC

Past

February 24, 1988 - January 13, 1994

FERRIS, BAKER WATTS, LLC

CRD#: 285

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LANDER & ASSOCIATES INC

CRD#: 110703 / SEC#: 801-111968

RIA

Registered Investment Advisory firm - (10/31/2017 Approved)

District of Columbia

Registered Investment Advisory firm - (11/1/2017 Terminated)

Florida

Registered Investment Advisory firm - (11/1/2017 Terminated)

Maryland

Registered Investment Advisory firm - (11/17/2017 Terminated)

Texas

Registered Investment Advisory firm - (11/1/2017 Terminated)

Virginia

Registered Investment Advisory firm - (11/1/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

District of Columbia
(4/21/2003)

IAR

Maryland
(11/15/1990)

IAR

Texas
(7/15/2015)

IAR

Virginia
(1/4/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/7/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/20/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/5/2003

General Securities Principal Examination

Current Firm

LANDER & ASSOCIATES INC

CRD#: 110703 / SEC#: 801-111968

RIA

Registered Investment Advisory firm - (10/31/2017 Approved)

District of Columbia

Registered Investment Advisory firm - (11/1/2017 Terminated)

Florida

Registered Investment Advisory firm - (11/1/2017 Terminated)

Maryland

Registered Investment Advisory firm - (11/17/2017 Terminated)

Texas

Registered Investment Advisory firm - (11/1/2017 Terminated)

Virginia

Registered Investment Advisory firm - (11/1/2017 Terminated)

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Contact information

Main Address

Oak Hill, VA

Mailing Address

Phone number

(703) 716-4303

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LANDER & ASSOCIATES, INC. FORM ADV PART 2A (6/17/2025)

Regulatory assets under management

Total Number of Accounts	122
AUM (Assets Under Management)	$ 190,977,368

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Hilary S. Carroll

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hilary Stone Carroll's CRS (Customer Relationship Summary).

Certified licenses

Experience

CADARET, GRANT & CO., INC.

FERRIS, BAKER WATTS, LLC

MID ATLANTIC INVESTOR SERVICES, INC.

FERRIS, BAKER WATTS, LLC

Primary Firm SEC Registration

LANDER & ASSOCIATES INC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/7/1988

Series 7

Date: 2/20/1988

Series 24

Date: 6/5/2003

Current Firm

LANDER & ASSOCIATES INC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LANDER & ASSOCIATES INC

TRUST BUT VERIFY

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