Lorna L. Duquette
Professional summary
Lorna Lea Duquette, who also goes by Lori Lea Craig, Lori Craig, Lorna Lea Craig, Lori Lea Duquette, Lori Duquette, Lori Lea Hogan, is a registered financial professional currently at WESTERN GROWERS FINANCIAL SERVICES, INC. located in Irvine, California.
Lorna is registered as a RR (Registered Representative) and started their career in finance in 1988. Lorna has worked at 7 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lorna Lea Duquette's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2003 - Present
WESTERN GROWERS FINANCIAL SERVICES, INC.
Office #1: 15525 Sand Canyon, Irvine, CA 92618Office #2: 6501 Irvine Center Drive Suite 100, Irvine, CA 92618March 20, 2006 - December 11, 2007
WESTERN GROWERS FINANCIAL SERVICES, INC.
August 22, 2001 - December 31, 2002
PRINCIPAL SECURITIES, INC.
February 20, 2001 - May 30, 2001
MONY SECURITIES CORPORATION
February 19, 1997 - September 23, 1997
FINANCE 500, INC.
May 18, 1993 - March 28, 1997
TOLUCA PACIFIC SECURITIES CORP.
July 27, 1990 - June 24, 1991
TOLUCA PACIFIC SECURITIES CORP.
January 25, 1990 - July 17, 1990
R.B. MARICH, INC.
May 25, 1988 - August 30, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2003)
(6/30/2003)
(10/15/2013)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
WESTERN GROWERS FINANCIAL SERVICES, INC.
CRD#: 115115 / SEC#: , 8-53458
Contact information
FINRA licenses (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 281 |
| AUM (Assets Under Management) | $ 115,585,156 |
Red Flags
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