Eli Shouela
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eli Shouela was a registered financial professional .
Eli is a previously registered financial professional and started their career in finance in 1988. Eli had worked at 17 firms and has passed the Series 63, Series 82TO, Series 22TO, Series 6TO, Series 52TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2019 - May 10, 2024
INVESTIFI SECURITIES LLC
October 22, 2018 - February 18, 2019
INTE SECURITIES LLC
September 20, 2018 - November 14, 2018
CORINTHIAN PARTNERS, L.L.C.
April 26, 2017 - June 30, 2017
OLD CITY SECURITIES LLC
March 30, 2015 - May 7, 2015
BONWICK CAPITAL PARTNERS, LLC
March 11, 2014 - March 16, 2015
NATIONAL SECURITIES CORPORATION
February 20, 2013 - December 31, 2013
SOURCE CAPITAL GROUP, INC.
June 22, 2011 - April 2, 2012
CHARDAN CAPITAL MARKETS LLC
March 20, 2003 - June 21, 2005
OPPENHEIMER & CO. INC.
April 24, 2002 - January 17, 2003
AUGMENT SECURITIES INC.
November 13, 2001 - May 20, 2002
HAPOALIM SECURITIES USA, INC.
January 21, 1996 - November 9, 2001
GRUNTAL & CO., L.L.C.
February 3, 1992 - December 20, 1995
CIBC WORLD MARKETS CORP.
May 8, 1991 - February 18, 1992
WELLS FARGO CLEARING SERVICES, LLC
February 1, 1991 - April 22, 1991
PARAGON CAPITAL MARKETS, INC.
October 4, 1990 - February 14, 1991
GLOBAL AMERICA INCORPORATED
October 20, 1988 - October 4, 1990
D. H. BLAIR & CO., INC.
August 23, 1988 - October 4, 1990
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
INVESTIFI SECURITIES LLC
CRD#: 289604 / SEC#: , 8-70002
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
