Steven G. Jaross
Professional summary
Steven Gordon Jaross was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Steven is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Steven had worked at 8 firms, which includes MILLENNIUM SECURITIES CORP., CAMBRIDGE CAPITAL LLC, GKN SECURITIES CORP., KENSINGTON WELLS INCORPORATED, STRATTON OAKMONT INC., LEHMAN BROTHERS INC., POWER SECURITIES CORPORATION, THE STUART-JAMES COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 1998 - September 25, 1998
MILLENNIUM SECURITIES CORP.
June 5, 1997 - July 31, 1997
CAMBRIDGE CAPITAL, LLC
January 10, 1997 - June 12, 1997
GKN SECURITIES CORP.
February 9, 1993 - November 26, 1996
KENSINGTON WELLS INCORPORATED
March 6, 1990 - July 21, 1992
STRATTON OAKMONT INC.
March 16, 1989 - March 28, 1990
LEHMAN BROTHERS INC.
November 28, 1988 - February 28, 1989
POWER SECURITIES CORPORATION
March 22, 1988 - December 3, 1988
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MILLENNIUM SECURITIES CORP.
CRD#: 31695 / SEC#: , 8-45519
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
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