Barbara A. Ziontz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Anne Ziontz was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1988. Barbara had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2003 - January 19, 2021
B|O|S
December 7, 1992 - March 6, 1995
ASSOCIATED SECURITIES CORP.
December 12, 1988 - October 18, 1989
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
December 12, 1988 - October 18, 1989
SIGNATOR INVESTORS, INC.
February 9, 1988 - July 19, 1988
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
B|O|S
CRD#: 110496 / SEC#: 801-51641
Contact information
Documents
Red Flags
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