Robert W. Fausey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Wayne Fausey was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1988. Robert had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2015 - August 9, 2017
CENTER STREET SECURITIES, INC.
January 7, 2011 - July 1, 2015
QUESTAR CAPITAL CORPORATION
November 8, 2005 - January 19, 2011
VOYA FINANCIAL ADVISORS, INC.
July 2, 2002 - November 1, 2005
TRANSAMERICA FINANCIAL ADVISORS, INC.
February 17, 1988 - July 2, 2002
METROPOLITAN LIFE INSURANCE COMPANY
February 17, 1988 - July 2, 2002
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTER STREET SECURITIES, INC.
CRD#: 26898 / SEC#: , 8-42786
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Criminal | 1 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
