John S. Ellison

ELLISON INVESTMENT ADVISORS

FAIRFAX, VA

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CRD#: 1796694

Professional summary

John Stewart Ellison is a registered financial advisor currently at ELLISON INVESTMENT ADVISORS located in Fairfax, Virginia.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. John has worked at 2 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Stewart Ellison's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 1998 - Present

ELLISON INVESTMENT ADVISORS

RIA

CRD#: 116393

FAIRFAX, VA

Past

April 6, 1988 - May 1, 1996

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(1/21/1998)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/22/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/3/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 4/4/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/20/1988

General Securities Representative Examination

Current Firm

ELLISON INVESTMENT ADVISORS

ELLISON INVESTMENT ADVISORS | JOHN STEWART ELLISON

CRD#: 116393 / SEC#:

Virginia

Registered Investment Advisory firm - (2/23/1996 Approved)

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Contact information

Main Address

Fairfax, VA

Mailing Address

P.o. Box 2561, Fairfax, VA 22031-2561

Phone number

(703) 359-1453

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	72
AUM (Assets Under Management)	$ 21,770,595

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John S. Ellison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Stewart Ellison's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELLISON INVESTMENT ADVISORS

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/22/1991

Series 63

Date: 3/3/1988

Series 3

Date: 4/4/1988

Series 7

Date: 2/20/1988

Current Firm

ELLISON INVESTMENT ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ELLISON INVESTMENT ADVISORS

TRUST BUT VERIFY

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