Robert L. Wofchuck

LEDGEWOOD WEALTH ADVISORS

EXETER, NH 03833

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CRD#: 1796660

Professional summary

Robert Lawrence Wofchuck, CFP® is a registered financial advisor currently at LEDGEWOOD WEALTH ADVISORS, LLC located in Exeter, New Hampshire.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Robert has worked at 6 firms and has passed the Series 63, Series 65, Series 3, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Lawrence Wofchuck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

March 8, 2003 - Present

LEDGEWOOD WEALTH ADVISORS, LLC

Office #1: 92 Portsmouth Avenue, Exeter, NH 03833

RIA

CRD#: 109049

EXETER, NH

Past

October 15, 2013 - October 17, 2013

COHEN INVESTMENT ADVISORS, LLC

RIA

CRD#: 168595

BEDFORD, NH

Past

June 28, 2000 - October 6, 2010

USCA SECURITIES LLC

CRD#: 103789

HOUSTON, TX

Past

May 18, 1998 - October 24, 2000

FINANCIAL CONSULTANT GROUP, LLC

CRD#: 25644

CHATHAM, NJ

Past

June 11, 1997 - May 18, 1998

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

February 23, 1988 - October 17, 1988

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEDGEWOOD WEALTH ADVISORS, LLC

LEDGEWOOD ADVISORS, LLC | LEDGEWOOD WEALTH ADVISORS, LLC

CRD#: 109049 / SEC#: 801-114871

RIA

Registered Investment Advisory firm - (3/22/2019 Approved)

Florida

Registered Investment Advisory firm - (3/25/2019 Terminated)

Massachusetts

Registered Investment Advisory firm - (3/25/2019 Terminated)

New Hampshire

Registered Investment Advisory firm - (4/4/2019 Terminated)

New Jersey

Registered Investment Advisory firm - (3/27/2019 Terminated)

New York

Registered Investment Advisory firm - (3/25/2019 Terminated)

Texas

Registered Investment Advisory firm - (3/25/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(3/17/2005)

IAR

Texas
(5/20/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/14/1997

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/21/1993

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 3/11/2002

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/10/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 6/26/2000

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 6/17/2000

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/23/2000

General Securities Principal Examination

Current Firm

LEDGEWOOD WEALTH ADVISORS, LLC

LEDGEWOOD ADVISORS, LLC | LEDGEWOOD WEALTH ADVISORS, LLC

CRD#: 109049 / SEC#: 801-114871

RIA

Registered Investment Advisory firm - (3/22/2019 Approved)

Florida

Registered Investment Advisory firm - (3/25/2019 Terminated)

Massachusetts

Registered Investment Advisory firm - (3/25/2019 Terminated)

New Hampshire

Registered Investment Advisory firm - (4/4/2019 Terminated)

New Jersey

Registered Investment Advisory firm - (3/27/2019 Terminated)

New York

Registered Investment Advisory firm - (3/25/2019 Terminated)

Texas

Registered Investment Advisory firm - (3/25/2019 Terminated)

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Contact information

Main Address

92 Portsmouth Avenue Suite 15, Exeter, NH 03833

Mailing Address

Phone number

(603) 773-0080

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEDGEWOOD WEALTH FORM ADV 2A & 2B (2/12/2025)

Regulatory assets under management

Total Number of Accounts	252
AUM (Assets Under Management)	$ 202,277,485

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert L. Wofchuck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Lawrence Wofchuck's CRS (Customer Relationship Summary).

Certified licenses

Experience

COHEN INVESTMENT ADVISORS, LLC

USCA SECURITIES LLC

FINANCIAL CONSULTANT GROUP, LLC

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

LEDGEWOOD WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/14/1997

Series 65

Date: 9/21/1993

Series 3

Date: 3/11/2002

Series 7

Date: 6/10/1997

Series 4

Date: 6/26/2000

Series 53

Date: 6/17/2000

Series 24

Date: 5/23/2000

Current Firm

LEDGEWOOD WEALTH ADVISORS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEDGEWOOD WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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