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Neilson Eustace Henry Jr

CRD# 1796615·Registered 1988 - 1992
Previously Registered: Being a previously registered professional could mean that Neilson is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Neilson Eustace Henry JR was a registered financial advisor. Neilson was a previously registered financial professional and started their career in finance 1988 - 1992. Neilson had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

FIRST CHOICE SECURITIES CORP.·CRD# 17021
BD
January 10, 1991 - February 18, 1992
ROYCE PARK INVESTMENTS, INC.·CRD# 16539
BD
October 5, 1990 - January 10, 1991
FIRST EAGLE, INC.·CRD# 16509
BD
January 5, 1989 - October 11, 1990
ALISON, BAER SECURITIES INC.·CRD# 11808
BD
September 28, 1988 - January 12, 1989
GRAYSTONE NASH, INC.·CRD# 10635
BD
March 22, 1988 - October 19, 1988

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Current Firm

FC
FIRST CHOICE SECURITIES CORP.

FIRST CHOICE SECURITIES CORP. | SHELTER CREEK SECURITIES, INC. | PLUM CREEK SECURITIES, INC.

CRD#: 17021 / SEC#: 8-34926
BD
Expelled by FINRA on 12/07/1992

Contact Information

Established

Colorado since 12/15/1985

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1988About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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