Robert L. Kerth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Linn Kerth, who also goes by Lefty Kerth, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1996. Robert had worked at 15 firms and has passed the Series 65, Series 66, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2014 - October 29, 2015
FIRST HEARTLAND CONSULTANTS, INC.
March 25, 2014 - November 2, 2015
FIRST HEARTLAND CAPITAL, INC.
July 27, 2011 - January 29, 2014
ALLSTATE FINANCIAL ADVISORS, LLC
July 25, 2011 - January 29, 2014
ALLSTATE FINANCIAL SERVICES, LLC
May 8, 2008 - July 15, 2011
FIRST HEARTLAND CONSULTANTS, INC.
March 5, 2008 - July 15, 2011
FIRST HEARTLAND CAPITAL, INC.
March 2, 2007 - February 15, 2008
OSAIC FS, INC.
March 2, 2007 - February 15, 2008
OSAIC FS, INC.
October 31, 2006 - December 1, 2006
WELLS FARGO CLEARING SERVICES, LLC
October 27, 2006 - December 1, 2006
WELLS FARGO CLEARING SERVICES, LLC
April 7, 2005 - October 13, 2005
PRINCIPAL SECURITIES, INC.
June 15, 2004 - May 4, 2005
SECURIAN FINANCIAL SERVICES, INC.
January 28, 2004 - May 4, 2005
SECURIAN FINANCIAL SERVICES, INC.
June 26, 2002 - January 6, 2004
PARK AVENUE SECURITIES LLC
February 27, 2001 - May 14, 2002
NYLIFE SECURITIES LLC
June 22, 2000 - March 22, 2001
METROPOLITAN LIFE INSURANCE COMPANY
June 22, 2000 - March 22, 2001
MSI FINANCIAL SERVICES, INC.
May 21, 1999 - June 14, 2000
MONY SECURITIES CORPORATION
April 7, 1998 - May 27, 1999
SUNSET FINANCIAL SERVICES, INC.
March 25, 1996 - April 1, 1998
1717 CAPITAL MANAGEMENT COMPANY
Primary Firm SEC Registration
FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377 / SEC#: 801-46595
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377 / SEC#: 801-46595
Contact information
SEC notice filing (52 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 9,231 |
| AUM (Assets Under Management) | $ 1,771,078,009 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/13/2025 | ||
| 08/12/2024 | ||
| 12/07/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
