Robert L. Kerth

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CRD#: 1796559

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Linn Kerth, who also goes by Lefty Kerth, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1996. Robert had worked at 15 firms and has passed the Series 65, Series 66, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Lefty Kerth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 26, 2014 - October 29, 2015

FIRST HEARTLAND CONSULTANTS, INC.

RIA

CRD#: 110377

CLEMMONS, NC

Past

March 25, 2014 - November 2, 2015

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460

CLEMMONS, NC

Past

July 27, 2011 - January 29, 2014

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

WINSTON SALEM, NC

Past

July 25, 2011 - January 29, 2014

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

WINSTON SALEM, NC

Past

May 8, 2008 - July 15, 2011

FIRST HEARTLAND CONSULTANTS, INC.

RIA

CRD#: 110377

ARCHDALE, NC

Past

March 5, 2008 - July 15, 2011

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460

CLEMMONS, NC

Past

March 2, 2007 - February 15, 2008

OSAIC FS, INC.

RIA

CRD#: 3870

CLEMMONS, NC

Past

March 2, 2007 - February 15, 2008

OSAIC FS, INC.

CRD#: 3870

CLEMMONS, NC

Past

October 31, 2006 - December 1, 2006

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WINSTON-SALEM, NC

Past

October 27, 2006 - December 1, 2006

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WINSTON-SALEM, NC

Past

April 7, 2005 - October 13, 2005

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

June 15, 2004 - May 4, 2005

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

ROCKVILLE, MD

Past

January 28, 2004 - May 4, 2005

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

June 26, 2002 - January 6, 2004

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

February 27, 2001 - May 14, 2002

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

June 22, 2000 - March 22, 2001

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

June 22, 2000 - March 22, 2001

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

May 21, 1999 - June 14, 2000

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

April 7, 1998 - May 27, 1999

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

KANSAS CITY, MO

Past

March 25, 1996 - April 1, 1998

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.

CRD#: 110377 / SEC#: 801-46595

RIA

Registered Investment Advisory firm - (5/23/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/8/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/2/1996

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/2/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/22/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.

CRD#: 110377 / SEC#: 801-46595

RIA

Registered Investment Advisory firm - (5/23/1994 Approved)

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Contact information

Main Address

4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367

Mailing Address

Phone number

(636) 625-0900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRST HEARTLAND CONSULTANTS, INC. (2/26/2025)

FIRST HEARTLAND CONSULTANTS INC. APPENDIX 1 TO FORM ADV PART 2A - FIRST HEARTLAND ASSET STRATEGIES WRAP FEE PROGRAM (2/26/2025)

FIRST HEARTLAND CONSULTANTS INC-APPENDIX I TO ADV PART 2A WRAP FEE PROGRAM (2/26/2025)

FIRST HEARTLAND CONSULTANTS, INC.-APPENDIX I TO FORM ADV PART 2A-RETIREMENT PLAN WRAP SERVICES (2/26/2025)

Regulatory assets under management

Total Number of Accounts	9,231
AUM (Assets Under Management)	$ 1,771,078,009

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/13/2025	Cover Page	Report
08/12/2024	Cover Page	Report
12/07/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert L. Kerth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST HEARTLAND CAPITAL, INC.

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND CAPITAL, INC.

OSAIC FS, INC.

OSAIC FS, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRINCIPAL SECURITIES, INC.

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

PARK AVENUE SECURITIES LLC

NYLIFE SECURITIES LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

MONY SECURITIES CORPORATION

SUNSET FINANCIAL SERVICES, INC.

1717 CAPITAL MANAGEMENT COMPANY

Primary Firm SEC Registration

FIRST HEARTLAND CONSULTANTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/8/2004

Series 66

Date: 5/2/1996

SIE

Date: 11/2/2015

Series 6

Date: 3/22/1996

Current Firm

FIRST HEARTLAND CONSULTANTS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIRST HEARTLAND CONSULTANTS, INC.

TRUST BUT VERIFY

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