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Peter Gerard Schaefering

CRD# 1796557·Registered 1988 - 1999
Previously Registered: Being a previously registered professional could mean that Peter is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Peter Gerard Schaefering was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1988 - 1999. Peter had worked at 4 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

INBANK INVESTMENTS, INC.·CRD# 30678
BD
St. Louis, MO
February 11, 1996 - April 1, 1999
MAGNA INVESTMENTS·CRD# 16511
BD
St. Louis, MO
February 2, 1995 - March 21, 1999
MARK TWAIN BROKERAGE SERVICES, INC.·CRD# 16925
BD
August 31, 1993 - April 27, 1995
GRIFFIN FINANCIAL SERVICES·CRD# 10823
BD
November 28, 1989 - September 2, 1993
MARK TWAIN BROKERAGE SERVICES, INC.·CRD# 16925
BD
February 24, 1988 - May 23, 1988

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Current Firm

II
INBANK INVESTMENTS, INC.

INBANK INVESTMENTS, INC.

CRD#: 30678 / SEC#: 8-45082
BD
Terminated by SEC on 09/27/1999

Contact Information

Established

Missouri since 06/02/1992

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1988About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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