Matthew W. Parkes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew William Parkes was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1988. Matthew had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2015 - November 22, 2019
IFS SECURITIES
December 3, 2003 - October 23, 2015
J.P. TURNER & COMPANY, L.L.C.
February 11, 1995 - December 31, 2003
HORNOR, TOWNSEND & KENT, LLC
March 8, 1994 - February 8, 1995
HAMILTON FAIRCHILD SECURITIES CORPORATION
February 5, 1990 - January 1, 1994
ACUMENT SECURITIES, INC.
November 29, 1989 - January 12, 1990
SWINK & COMPANY, INC.
July 14, 1988 - June 9, 1989
INDEPENDENT INVESTMENT BROKERS OF AMERICA
March 21, 1988 - July 19, 1988
FITZGERALD, TALMAN, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
IFS SECURITIES
CRD#: 40375 / SEC#: , 8-49020
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Financial | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
