George M. Locarno

DAKOTA WEALTH

BOSTON, MA 02215

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CRD#: 1796279

Professional summary

George Mcgary Locarno, who also goes by Gary Locarno, is a registered financial advisor currently at DAKOTA WEALTH, LLC located in Boston, Massachusetts.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. George has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gary Locarno

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) GML Associates, PC; 400 Commonwealth Avenue, Boston, MA 02215; Legal/Tax Firm; President; Started 01/1989; 10-15 hours per month; 0 hours during securities trading hours; Not investment-related; Compensation expected in the form of fees generated from legal services of estate planning and document preparation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Mcgary Locarno's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2019 - Present

DAKOTA WEALTH, LLC

Office #1: 400 Commonwealth Avenue, Boston, MA 02215

RIA

CRD#: 297987

BOSTON, MA

Past

November 9, 2007 - January 5, 2015

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

November 29, 2006 - January 5, 2015

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

BOSTON, MA

Past

September 2, 2004 - February 4, 2009

GML ASSOCIATES, P.C.

RIA

CRD#: 117370

BOSTON, MA

Past

May 22, 1989 - September 27, 2002

FFMC SECURITIES, INC.

CRD#: 7658

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DAKOTA WEALTH, LLC

DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC

CRD#: 297987 / SEC#: 801-114097

RIA

Registered Investment Advisory firm - (10/8/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(11/7/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/30/2008

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/12/1996

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 1/5/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/8/2007

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 5/19/1989

Direct Participation Programs Representative Examination

Current Firm

DAKOTA WEALTH, LLC

DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC

CRD#: 297987 / SEC#: 801-114097

RIA

Registered Investment Advisory firm - (10/8/2018 Approved)

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Contact information

Main Address

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752

Mailing Address

Phone number

(561) 774-8101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DAKOTA WEALTH FORM ADV PART 2A (10/15/2025)

Regulatory assets under management

Total Number of Accounts	9,786
AUM (Assets Under Management)	$ 6,335,261,507

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/10/2025	Cover Page	Report
09/13/2024	Cover Page	Report
11/21/2023	Cover Page	Report
01/18/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

George M. Locarno

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Mcgary Locarno's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

GML ASSOCIATES, P.C.

FFMC SECURITIES, INC.

Primary Firm SEC Registration

DAKOTA WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/30/2008

Series 65

Date: 11/12/1996

SIE

Date: 1/5/2015

Series 7

Date: 11/8/2007

Series 22

Date: 5/19/1989

Current Firm

DAKOTA WEALTH, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DAKOTA WEALTH, LLC

TRUST BUT VERIFY

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