Anthony John Nahra
CFP®Professional Summary
Anthony John Nahra, CFP® is a registered financial advisor currently at THE STERLING GROUP located in Pasadena, California and LPL FINANCIAL LLC located in Pasadena, California. Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Anthony has worked at 7 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Estate Planning
- Education Planning
- Insurance Planning
- Investment Planning
- Retirement Planning
- Comprehensive Financial Planning
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
36 years in the financial services industry
Current & Past Employments
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Current Firm
PASADENA FINANCIAL ADVISORS INC. | THE STERLING GROUP | STERLING GROUP WEALTH MANGEMENT, LLC | STERLING GROUP WEALTH MANAGEMENT, LLC
Contact Information
Main Address
225 S. Lake Avenue Suite 1075, Pasadena, CA 91101Phone Number
(626) 440-5995# of Employees
9SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
876AUM (Assets Under Management)
$471,344,505Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
PASADENA FINANCIAL ADVISORS INC. | THE STERLING GROUP | STERLING GROUP WEALTH MANGEMENT, LLC | STERLING GROUP WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(9/12/2005)
(11/19/2007)
(6/16/2011)
(1/3/2011)
(5/10/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 1990About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Anthony John Nahra's CRS (Customer Relationship Summary).
Services Offered by Anthony
- Estate Planning
- Education Planning
- Insurance Planning
- Investment Planning
- Retirement Planning
- Comprehensive Financial Planning
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