Peter A. Galletta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Anthony Galletta was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1989. Peter had worked at 10 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 1999 - November 1, 1999
ON-SITE TRADING, INC.
July 6, 1998 - October 21, 1998
THINKEQUITY LLC
July 14, 1997 - September 15, 1997
RICKEL & ASSOCIATES, INC.
December 4, 1996 - November 21, 1997
GLENN MICHAEL FINANCIAL, INC.
June 6, 1991 - August 23, 1996
INVESTORS ASSOCIATES, INC.
March 6, 1991 - May 22, 1991
BLUESTONE CAPITAL CORP.
July 18, 1990 - August 29, 1990
COMMONWEALTH ASSOCIATES
July 17, 1989 - September 6, 1990
STRATTON OAKMONT INC.
June 9, 1989 - June 27, 1989
STRATTON SECURITIES, INC.
March 1, 1989 - March 10, 1989
INVESTORS CENTER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/10/1999
Limited Representative-Equity Trader ExamCurrent Firm
ON-SITE TRADING, INC.
CRD#: 30271 / SEC#: , 8-47104
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ON-SITE ENERGY SYSTEMS, INC. | SHAREHOLDER | |
| STIEVELMAN, JACK | SHAREHOLDER | 2571504 |
| MEDNICK, GARY DAVID | PRESIDENT-CEO | 735786 |
| LIPSKY, ROBERT MARK | SHAREHOLDER | 2111939 |
| BASKIND, ROBERT P | SHAREHOLDER | |
| BERGLEITNER, GEORGE CHARLES III | SROP/CROP | 1247338 |
| BOCCIO, FRANK LOUIS | CFO | 24461 |
| JAHRE, HOWARD GORDON | CHAIRMAN | 2238671 |
| NWAIGWE, LINUS NKEM | CHEIF COMPLIANCE OFFICER | 2613032 |
| STONE, ARTHUR | COMPLIANCE OFFICER | 437238 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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