Robert J. Hanney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert John Hanney was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1988. Robert had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 1999 - January 10, 2003
G. F. TATE & CO., INC.
September 17, 1996 - March 29, 1999
G. F. TATE & CO., INC.
December 6, 1993 - December 15, 1995
SMITH, BENTON & HUGHES, INC.
May 7, 1992 - October 13, 1993
FIRST MONTAUK SECURITIES CORP.
February 9, 1990 - May 20, 1992
A.J. MICHAELS & CO., LTD.
March 22, 1989 - February 13, 1990
SHELTER ROCK SECURITIES CORP.
August 16, 1988 - March 10, 1989
INVESTORS CENTER, INC.
February 23, 1988 - August 20, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
G. F. TATE & CO., INC.
CRD#: 35587 / SEC#: , 8-46746
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
