Mark L. Lamson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Lee Lamson was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1988. Mark had worked at 14 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 10, 2024 - May 30, 2026
BANKERS LIFE ADVISORY SERVICES, INC.
August 15, 2019 - December 14, 2023
BANKERS LIFE ADVISORY SERVICES, INC.
August 15, 2019 - May 30, 2026
BANKERS LIFE SECURITIES, INC.
March 26, 2014 - August 9, 2019
FIFTH THIRD SECURITIES, INC.
March 26, 2014 - August 9, 2019
FIFTH THIRD SECURITIES, INC.
August 19, 2011 - March 13, 2014
PNC WEALTH MANAGEMENT LLC
May 3, 2011 - March 13, 2014
PNC WEALTH MANAGEMENT LLC
July 13, 2000 - June 8, 2005
MORGAN STANLEY DW INC.
April 1, 1998 - June 9, 2000
LASALLE FINANCIAL SERVICES, INC.
August 6, 1996 - April 1, 1998
ALLSTATE FINANCIAL SERVICES, LLC
July 18, 1995 - July 26, 1996
NATCITY INSURANCE SERVICES, INC.
April 3, 1995 - July 22, 1995
WESTERN FEDERAL GROUP
March 2, 1995 - April 3, 1995
PROVALUE INVESTMENTS, INC.
April 1, 1992 - March 31, 1995
HAMILTON INVESTMENTS, INC.
April 11, 1990 - May 1, 1992
ARAGON FINANCIAL SERVICES, INC.
November 21, 1989 - February 6, 1990
ROSE SECURITIES CORPORATION
February 23, 1988 - November 18, 1989
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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