Dennis Allen Webb
Professional Summary
Dennis Allen Webb, who also goes by Deno A Webb, Deno Webb, was a registered financial advisor. Dennis was a previously registered financial advisor and started their career in finance 1988 - 2016. Dennis had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 3, Series 7 and Series 52 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Deno A Webb, Deno Webb
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
Past
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Current Firm
CANTELLA & CO., INC. | CANTELLA SPECIALIST CORP (CEASED BUSINESS 1/31/2002) | CANTELLA INSURANCE AGENCY, INC.
Contact Information
Main Address
389 Main Street 1st Fl., Malden, MA, 02148Phone Number
(617) 521-8630Established
Massachusetts since 05/21/1979Firm Type
CorporationFiscal Year End
MarchFirm Size
Small# of Employees
197Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
5,665AUM (Assets Under Management)
$1,929,399,963Disclosures
Regulatory Event
19Civil Event
1Arbitration
6Bond
5Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2023 | Cover Page | Report |
| 11/27/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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