Edward E. Pike

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CRD#: 1795982

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Edward Everett Pike JR, who also goes by Ed Pike, Edward Everett Pike, was a registered financial professional .

Edward is a previously registered financial professional and started their career in finance in 1988. Edward had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ed Pike | Edward Everett Pike

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 25, 2010 - April 1, 2014

MIDWEST CAPITAL ADVISORS, LLC

RIA

CRD#: 125389

GRAND RAPIDS, MI

Past

September 5, 2005 - February 8, 2007

WALLSTREET*E FINANCIAL SERVICES, INC.

CRD#: 43896

MIAMI, FL

Past

May 30, 1996 - December 31, 2004

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

September 30, 1994 - June 4, 1996

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

March 22, 1988 - October 17, 1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MIDWEST CAPITAL ADVISORS, LLC

MIDWEST CAPITAL ADVISORS, LLC | WGS CAPITAL MANAGEMENT, LLC

CRD#: 125389 / SEC#: 801-79681

RIA

Registered Investment Advisory firm - (5/2/2014 Approved)

Michigan

Registered Investment Advisory firm - (5/14/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/15/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/29/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/19/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 4/12/1995

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

MIDWEST CAPITAL ADVISORS, LLC

MIDWEST CAPITAL ADVISORS, LLC | WGS CAPITAL MANAGEMENT, LLC

CRD#: 125389 / SEC#: 801-79681

RIA

Registered Investment Advisory firm - (5/2/2014 Approved)

Michigan

Registered Investment Advisory firm - (5/14/2014 Terminated)

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Contact information

Main Address

630 Kenmoor Ave. Se Suite 206, Grand Rapids, MI 49546

Mailing Address

Phone number

(616) 454-9600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MCA ADV PART 2A (3/18/2025)

Regulatory assets under management

Total Number of Accounts	867
AUM (Assets Under Management)	$ 1,125,860,722

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Edward E. Pike

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WALLSTREET*E FINANCIAL SERVICES, INC.

COMMONWEALTH FINANCIAL NETWORK

PRUDENTIAL EQUITY GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MIDWEST CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/15/2010

Series 63

Date: 2/29/1988

Series 7

Date: 3/19/1988

Series 8

Date: 4/12/1995

Current Firm

MIDWEST CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MIDWEST CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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