Daniel H. Rosenberg
Professional summary
Daniel H Rosenberg is a registered financial advisor currently at ROSENBERG WEALTH MANAGEMENT LLC located in Fort Lauderdale, Florida.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Daniel has worked at 30 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel H Rosenberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2022 - Present
ROSENBERG WEALTH MANAGEMENT LLC
May 4, 2022 - September 2, 2022
PNC CAPITAL ADVISORS LLC
April 19, 2022 - September 2, 2022
PNC CAPITAL MARKETS LLC
July 19, 2017 - July 27, 2020
FORESIDE FUND SERVICES, LLC
March 14, 2017 - July 23, 2020
DAY HAGAN ASSET MANAGEMENT
January 4, 2017 - July 17, 2017
NORTHERN LIGHTS DISTRIBUTORS, LLC
April 1, 2013 - October 7, 2016
ALPS DISTRIBUTORS, INC.
August 2, 2012 - October 6, 2016
STADION MONEY MANAGEMENT, LLC
November 3, 2011 - March 8, 2012
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
October 26, 2011 - April 1, 2013
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
November 17, 2010 - August 12, 2011
EAGLE STRATEGIES LLC
October 29, 2010 - August 12, 2011
NYLIFE SECURITIES LLC
November 24, 2009 - October 13, 2010
ADVISOR SOLUTIONS, LLC.
June 15, 2009 - October 15, 2009
WINDSOR CAPITAL MANAGEMENT, LLC
September 11, 2007 - April 3, 2009
STRATEGIC ADVISERS LLC
May 25, 2007 - April 3, 2009
FIDELITY BROKERAGE SERVICES LLC
July 13, 2006 - September 8, 2006
ASHTON STEWART & CO., INC.
March 15, 2006 - April 16, 2007
ROSENBERG FINANCIAL SERVICES, INC.
April 8, 2005 - July 5, 2005
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
February 9, 2004 - February 16, 2005
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 11, 2003 - December 11, 2003
LINCOLN FINANCIAL DISTRIBUTORS, INC.
December 11, 2003 - February 16, 2005
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 19, 2003 - November 18, 2003
PACIFIC CORNERSTONE CAPITAL INCORPORATED
December 6, 2002 - May 1, 2003
SENTRA SECURITIES CORPORATION
October 30, 2002 - May 1, 2003
SENTRA SECURITIES CORPORATION
March 8, 2000 - November 1, 2002
BNY MELLON SECURITIES CORPORATION
August 16, 1999 - February 7, 2000
SEI INVESTMENTS DISTRIBUTION CO.
August 31, 1998 - July 21, 1999
1717 CAPITAL MANAGEMENT COMPANY
June 19, 1997 - August 3, 1998
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 17, 1997 - June 19, 1997
FORTH FINANCIAL SECURITIES, CORPORATION
May 31, 1996 - January 16, 1997
WMA SECURITIES, INC.
August 10, 1995 - June 7, 1996
PRUCO SECURITIES, LLC.
December 20, 1991 - July 27, 1995
UNUM SALES CORPORATION
March 20, 1990 - March 11, 1991
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/12/2022)
Exams
Series 7TO
Date: 3/13/2022
General Securities Representative ExaminationSeries 6TO
Date: 3/13/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
ROSENBERG WEALTH MANAGEMENT LLC
CRD#: 323835 / SEC#:
Contact information
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