Albert M. Perring
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Michael Perring, who also goes by A Michael Perring, Mike Perring, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1988. Albert had worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2014 - June 5, 2017
SUPREME ALLIANCE LLC
July 11, 2014 - December 4, 2014
SECURITIES AMERICA, INC.
September 19, 2008 - July 15, 2014
DALTON STRATEGIC INVESTMENT SERVICES INC.
August 14, 2007 - August 7, 2008
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
October 23, 2000 - July 2, 2007
AMERITAS INVESTMENT COMPANY, LLC
October 13, 1999 - September 11, 2000
WALNUT STREET SECURITIES, INC.
September 20, 1995 - October 11, 1999
WOODBURY FINANCIAL SERVICES, INC.
February 1, 1993 - September 7, 1995
AMERICAN GENERAL SECURITIES INCORPORATED
April 1, 1992 - January 21, 1993
TOWER SQUARE SECURITIES, INC.
April 4, 1991 - April 27, 1992
CLEARING SERVICES OF AMERICA, INC.
July 19, 1990 - April 9, 1991
MAIN STREET MANAGEMENT COMPANY
April 7, 1988 - August 7, 1990
NORTH AMERICAN MANAGEMENT, INC.
Primary Firm SEC Registration
SUPREME ALLIANCE LLC
CRD#: 45348 / SEC#: 801-108980, 8-51046
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUPREME ALLIANCE LLC
CRD#: 45348 / SEC#: 801-108980, 8-51046
Contact information
SEC notice filing (37 States and Territories)
FINRA licenses (45 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSURANCE DISTRIBUTION CONSULTING LLC | OWNER | |
| HUSBANDS, ROGER BRENT | COMPLIANCE PRINCIPAL | 845110 |
| JONES, MICHAEL WASHINGTON | FINOP / CEO / CCO |
Regulatory assets under management
| Total Number of Accounts | 77 |
| AUM (Assets Under Management) | $ 18,279,631 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
