Peter J. O'brien
Professional summary
Peter John O'brien, who also goes by Pete Obrien, Peter J Obrien, Peter John Obrien, is a registered financial advisor currently at MPM FINANCIAL CORPORATION located in Maplewood, Minnesota.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Peter has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter John O'brien's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 19, 2020 - Present
MPM FINANCIAL CORPORATION
October 21, 2020 - December 17, 2024
PURSHE KAPLAN STERLING INVESTMENTS
January 30, 2014 - October 20, 2020
VOYA FINANCIAL ADVISORS, INC.
August 18, 2006 - October 20, 2020
VOYA FINANCIAL ADVISORS, INC.
May 12, 2003 - August 11, 2005
INVEST FINANCIAL CORPORATION
December 2, 1998 - May 14, 2003
LOCUST STREET SECURITIES, INC.
August 16, 1995 - November 20, 1998
POLARIS FINANCIAL SERVICES, INC.
January 27, 1988 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
January 27, 1988 - December 21, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/19/2020)
Exams
Current Firm
MPM FINANCIAL CORPORATION
CRD#: 309695 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 137 |
| AUM (Assets Under Management) | $ 24,881,500 |
Red Flags
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