Judith A. Villarreal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Andrea Villarreal, who also goes by Judith A Darkins, Judith A Lay, was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1997. Judith had worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, Series 79TO, Series 82TO, Series 52TO, Series 99TO, Series 57TO, SIE, Series 87, Series 55, Series 3, Series 7, Series 14, Series 24, Series 10, Series 9, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2012 - May 26, 2020
CORECAP INVESTMENTS, LLC
July 12, 2012 - May 27, 2020
CORECAP ADVISORS
November 17, 2010 - June 30, 2011
ALTIN HOLDINGS LLC
January 7, 2010 - April 30, 2012
MIDAMERICA FINANCIAL SERVICES, INC.
June 23, 2008 - October 1, 2009
LPL FINANCIAL LLC
September 12, 2005 - April 13, 2007
LEONARD & COMPANY
August 24, 2000 - September 2, 2005
MF GLOBAL INC.
March 26, 1997 - August 25, 2000
BANKOH INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/3/2024
General Securities Representative ExaminationSeries 79TO
Date: 1/3/2024
Investment Banking Registered Representative ExaminationSeries 82TO
Date: 1/3/2024
Limited Representative-Private Securities OfferingsSeries 52TO
Date: 1/3/2024
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/3/2024
Operations Professional ExaminationSeries 57TO
Date: 1/3/2024
Securities Trader ExamSeries 55
Date: 2/4/2002
Limited Representative-Equity Trader ExamCurrent Firm
CORECAP INVESTMENTS, LLC
CRD#: 37068 / SEC#: , 8-47783
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
