Edward A. Savickas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Albert Savickas, who also goes by Edward A Savickas, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1989. Edward had worked at 10 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2026 - May 27, 2026
PARETO SECURITIES INC.
April 5, 2024 - November 20, 2025
BAADER HELVEA INC.
November 1, 2017 - January 19, 2024
SEB SECURITIES, INC.
July 16, 2003 - October 31, 2017
ABG SUNDAL COLLIER INC.
May 17, 2002 - August 15, 2002
SCHRODER FUND ADVISORS LLC
October 16, 2000 - January 9, 2002
NOMURA SECURITIES INTERNATIONAL, INC.
July 6, 1998 - October 13, 2000
PERSHING LLC
September 19, 1997 - June 23, 1998
UBS SECURITIES LLC
April 27, 1990 - September 8, 1997
SANFORD C. BERNSTEIN & CO., INC.
November 21, 1989 - September 29, 1998
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 12/6/2000
Limited Representative-Equity Trader ExamCurrent Firm
PARETO SECURITIES INC.
CRD#: 44734 / SEC#: , 8-50796
Contact information
FINRA licenses (24 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PARETO SECURITIES AS | STOCKHOLDER | |
| ALFHEIM, NIKLAS REINHOLD | HEAD OF FIXED INCOME SALES | 7593087 |
| HAAVALDSEN, EIRIK NMN | DIRECTOR | 7644368 |
| JOMAAS, CHRISTIAN NMN | DIRECTOR | 7182355 |
| MILLER, ANDREW DAVID | FINOP | 5106774 |
| SPAVENTA, ANTONELLA NMN | CEO, POO & CHIEF COMPLIANCE OFFICER | 4441100 |
| ULLNER, KARL HENRIK | REGISTERED PRINCIPAL | 2860967 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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