Arthur T. Doglione

ALPHA FIDUCIARY

Scottsdale, AZ 85255

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CRD#: 1794772

Professional summary

Arthur Todd Doglione, AIF® is a registered financial advisor currently at ALPHA FIDUCIARY located in Scottsdale, Arizona.

Arthur is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Arthur has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arthur Todd Doglione's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

August 22, 2007 - Present

ALPHA FIDUCIARY

Office #1: 20645 N. Pima Road Suite N-225, Scottsdale, AZ 85255

RIA

CRD#: 144720

Scottsdale, AZ

Past

October 29, 2010 - September 10, 2012

OPTIMAL CAPITAL ADVISORS, LLC

RIA

CRD#: 144719

TRAVERSE CITY, MI

Past

January 6, 2009 - June 27, 2012

WISLAR WEALTH MANAGEMENT, LLC

RIA

CRD#: 144289

HOPEWELL, NJ

Past

January 11, 2008 - January 31, 2008

USF ADVISORS, LLC

RIA

CRD#: 130569

HOUSTON, TX

Past

November 3, 2006 - December 31, 2007

USF ADVISORS, LLC

RIA

CRD#: 130569

HOUSTON, TX

Past

November 3, 2006 - December 31, 2007

USF SECURITIES, L.P.

CRD#: 37942

SCOTTSDALE, AZ

Past

February 6, 2001 - November 8, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SCOTTSDALE, AZ

Past

November 11, 1992 - November 8, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SCOTTSDALE, AZ

Past

August 25, 1988 - November 18, 1992

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHA FIDUCIARY

ADPB ENTERPRISES, INC. | ALPHA FIDUCIARY, INC. | ALPHA FIDUCIARY

CRD#: 144720 / SEC#: 801-68218

RIA

Registered Investment Advisory firm - (8/2/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/22/2007)

IAR

Texas
(1/19/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/30/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/20/1988

General Securities Representative Examination

Current Firm

ALPHA FIDUCIARY

ADPB ENTERPRISES, INC. | ALPHA FIDUCIARY, INC. | ALPHA FIDUCIARY

CRD#: 144720 / SEC#: 801-68218

RIA

Registered Investment Advisory firm - (8/2/2007 Approved)

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Contact information

Main Address

20645 N. Pima Road Suite N-225, Scottsdale, AZ 85255

Mailing Address

Phone number

(480) 505-4033

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	260
AUM (Assets Under Management)	$ 109,084,624

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/29/2025	Cover Page	Report
10/25/2024	Cover Page	Report
02/26/2024	Cover Page	Report
11/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Arthur T. Doglione

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arthur Todd Doglione's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPTIMAL CAPITAL ADVISORS, LLC

WISLAR WEALTH MANAGEMENT, LLC

USF ADVISORS, LLC

USF ADVISORS, LLC

USF SECURITIES, L.P.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

ALPHA FIDUCIARY

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/1996

Series 63

Date: 8/30/1988

Series 7

Date: 8/20/1988

Current Firm

ALPHA FIDUCIARY

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALPHA FIDUCIARY

TRUST BUT VERIFY

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