Bruce W. Benedict
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Whitlock Benedict was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1967. Bruce had worked at 4 firms and has passed the Series 63, Series 65, SIE, PC, Series 16, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2015 - August 20, 2015
EMPIRE ASSET MANAGEMENT COMPANY
August 2, 2001 - April 6, 2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
June 14, 1999 - July 16, 2001
NORTHEAST SECURITIES, LLC
December 2, 1967 - June 21, 1999
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 9/2/1977
AMEX Put and Call ExamSeries 1
Date: 5/27/1966
Registered Representative ExaminationSeries 40
Date: 11/24/1969
Registered Principal ExaminationCurrent Firm
EMPIRE ASSET MANAGEMENT COMPANY
CRD#: 143007 / SEC#: , 8-67520
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Arbitration | 1 |
Red Flags
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