Alfred Benedict
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfred Benedict was a registered financial professional .
Alfred is a previously registered financial professional and started their career in finance in 1968. Alfred had worked at 1 firm and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 1968 - February 23, 2000
TRANSMITTAL SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Series 1
Date: 10/14/1960
Registered Representative ExaminationCurrent Firm
TRANSMITTAL SECURITIES CORPORATION
CRD#: 3602 / SEC#: , 8-2668
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EASTATE OF ALFRED BENEDICT | STOCKHOLDER | |
| BENEDICT, DOLLY | STOCKHOLDER | |
| BENEDICT, KATHY MARIANNE | STOCKHOLDER | |
| JAKUBOWITZ, GEORGETTE AVIVA | PRESIDENT | 2745415 |
Disclosures
| Regulatory Event | 11 |
Red Flags
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