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KH

Kip D. Hutto

WEALTH MANAGEMENT OF KENTUCKY
Amarillo, TX 79101
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CRD#: 1794165
KH

Professional summary


Kip Duane Hutto is a registered financial advisor currently at WEALTH MANAGEMENT OF KENTUCKY, INC. located in Amarillo, Texas.

Kip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Kip has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
***Fixed Insurance; Investment Related; Pampa, TX; Agent; Life Annuities, DI, LTC, Health; Start Date: 08/01/2016; 10 hrs per month; 10 during trading hours. Hutto Financial Strategies; Investment-Related; 600 S, Tyler Suite 2100 Amarillo, TX. 79101; Financial Advisory; Owner; President; 01/23/2023; 0 hours; 0 hours; N/A

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Kip Duane Hutto's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 1, 2023 - Present

WEALTH MANAGEMENT OF KENTUCKY, INC.

Office #1: 600 S Tyler, Suite 2100, Amarillo, TX 79101
RIA
CRD#: 171446
Amarillo, TX
Past

October 5, 2020 - January 30, 2023

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
AMARILLO, TX
Past

June 1, 2020 - January 30, 2023

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
AMARILLO, TX
Past

November 20, 2009 - June 2, 2020

NYLIFE SECURITIES LLC

BD
CRD#: 5167
PAMPA, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(2/1/2023)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/2/2020
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/14/2019
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


WM
WEALTH MANAGEMENT OF KENTUCKY, INC.
CURE FINANCIAL SERVICES | WEALTH MANAGEMENT OF KENTUCKY, INC. | HANKS, BRUCE W

CRD#: 171446 / SEC#:

Kentucky
Registered Investment Advisory firm - (10/21/2014 Approved)
Texas
Registered Investment Advisory firm - (10/1/2021 Approved)
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Contact information


Main Address
444 E Main Street Suite 112, Lexington, KY 40507
Mailing Address
Phone number
(859) 268-4425
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts151
AUM (Assets Under Management)$ 26,907,174

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WEALTH MANAGEMENT OF KENTUCKY, INC.

CRD#: 171446Amarillo, TX 79101

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