Lawrence E. Hagedorn
Professional summary
Lawrence E Hagedorn was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Lawrence is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Lawrence had worked at 4 firms, which includes ON INVESTMENT MANAGEMENT CO, THE O.N. EQUITY SALES COMPANY, SECURIAN FINANCIAL SERVICES INC., PRIMELINE SECURITIES CORP..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 3, 2007 - September 20, 2017
ON INVESTMENT MANAGEMENT CO
July 2, 2007 - September 20, 2017
THE O.N. EQUITY SALES COMPANY
February 25, 2002 - November 8, 2006
SECURIAN FINANCIAL SERVICES, INC.
January 20, 1998 - November 8, 2006
SECURIAN FINANCIAL SERVICES, INC.
December 24, 1997 - January 15, 1998
SECURIAN FINANCIAL SERVICES, INC.
February 22, 1988 - December 23, 1997
PRIMELINE SECURITIES CORP.
Primary Firm SEC Registration
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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