John C. Hershock

THRIVENT ASSET MANAGEMENT

Minneapolis, MN 55402-3211

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CRD#: 1793902

Professional summary

John Charles Hershock, who also goes by John C Hershock, is a registered financial advisor currently at THRIVENT ASSET MANAGEMENT, LLC located in Minneapolis, Minnesota and THRIVENT DISTRIBUTORS, LLC located in Minneapolis, Minnesota.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. John has worked at 21 firms and has passed the Series 65, Series 63, Series 72, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John C Hershock

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Charles Hershock's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2022 - Present

THRIVENT ASSET MANAGEMENT, LLC

Office #1: 901 Marquette Avenue, Suite 2500, Minneapolis, MN 55402-3211

RIA

CRD#: 137751

Minneapolis, MN

Current

August 5, 2022 - Present

THRIVENT DISTRIBUTORS, LLC

Office #1: 901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3265

CRD#: 179512

Minneapolis, MN

Past

April 11, 2021 - August 2, 2022

INNOVATION PARTNERS LLC

CRD#: 146344

CHARLOTTE, NC

Past

June 26, 2019 - May 11, 2021

FNEX CAPITAL, LLC

CRD#: 166316

INDIANAPOLIS, IN

Past

October 11, 2018 - June 3, 2019

FDX CAPITAL LLC

CRD#: 119302

NEW YORK, NY

Past

May 23, 2018 - September 14, 2018

CANTELLA & CO., INC.

CRD#: 13905

Foothill Ranch, CA

Past

September 9, 2016 - June 29, 2017

BIC DISTRIBUTORS, LLC

CRD#: 152860

PHOENIX, AZ

Past

September 3, 2015 - February 25, 2016

AMERICAFIRST SECURITIES, INC.

CRD#: 47071

ROSEVILLE, CA

Past

June 20, 2014 - August 27, 2015

PATRICK CAPITAL MARKETS, LLC

CRD#: 16518

TRABUCO CANYON, CA

Past

February 11, 2014 - June 23, 2014

INNOVATION PARTNERS LLC

CRD#: 146344

CHARLOTTE, NC

Past

September 18, 2013 - January 22, 2014

BENJAMIN & JEROLD BROKERAGE I, LLC

CRD#: 29110

NEW YORK, NY

Past

December 19, 2006 - February 26, 2013

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

June 6, 2001 - November 17, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 6, 2001 - November 17, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

June 16, 2000 - April 30, 2001

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

September 11, 1998 - December 15, 1999

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Past

March 19, 1996 - July 17, 1998

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

BOSTON, MA

Past

October 30, 1995 - March 5, 1996

FIRST INTERSTATE INVESTMENTS,INC.

CRD#: 17101

Past

July 6, 1994 - August 7, 1995

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Past

August 17, 1993 - December 15, 1993

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

January 21, 1989 - January 8, 1993

CAPITAL CLIENT GROUP, INC.

CRD#: 6247

LOS ANGELES, CA

Past

March 23, 1988 - August 15, 1988

VESTCORP SECURITIES, INC.

CRD#: 14746

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THRIVENT ASSET MANAGEMENT, LLC

THRIVENT ASSET MANAGEMENT LLC | THRIVENT ASSET MANAGEMENT, LLC

CRD#: 137751 / SEC#: 801-64988

RIA

Registered Investment Advisory firm - (12/15/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/1/2022)

California
(8/5/2022)

Hawaii
(11/1/2022)

IAR

Minnesota
(9/26/2022)

Nevada
(11/1/2022)

Utah
(11/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/23/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/2/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 72

Date: 1/2/2023

Government Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/14/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/19/1988

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

THRIVENT ASSET MANAGEMENT, LLC

THRIVENT ASSET MANAGEMENT LLC | THRIVENT ASSET MANAGEMENT, LLC

CRD#: 137751 / SEC#: 801-64988

RIA

Registered Investment Advisory firm - (12/15/2005 Approved)

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Contact information

Main Address

901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211

Mailing Address

Phone number

(800) 847-4836

Established

Firm type

Fiscal year end

# of Employees

450

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

THRIVENT ASSET MANAGEMENT LLC BROCHURE 03/31/2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	31
AUM (Assets Under Management)	$ 46,815,882,100

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John C. Hershock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Charles Hershock's CRS (Customer Relationship Summary).

Certified licenses

Experience

THRIVENT DISTRIBUTORS, LLC

INNOVATION PARTNERS LLC

FNEX CAPITAL, LLC

FDX CAPITAL LLC

CANTELLA & CO., INC.

BIC DISTRIBUTORS, LLC

AMERICAFIRST SECURITIES, INC.

PATRICK CAPITAL MARKETS, LLC

INNOVATION PARTNERS LLC

BENJAMIN & JEROLD BROKERAGE I, LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

GUARDIAN INVESTOR SERVICES LLC

PACIFIC SELECT DISTRIBUTORS, LLC

SIGNATOR FINANCIAL SERVICES, INC.

FIRST INTERSTATE INVESTMENTS,INC.

ALLIANCEBERNSTEIN INVESTMENTS, INC.

HORNOR, TOWNSEND & KENT, LLC

CAPITAL CLIENT GROUP, INC.

VESTCORP SECURITIES, INC.

Primary Firm SEC Registration

THRIVENT ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/23/2022

Series 63

Date: 12/2/1997

Series 72

Date: 1/2/2023

SIE

Date: 9/14/2018

Series 7

Date: 3/19/1988

FINRA

Current Firm

THRIVENT ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THRIVENT ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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