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Michael W. Burke

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CRD#: 1793662
MB

Professional summary


Michael William Burke was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Michael is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Michael had worked at 3 firms, which includes LOCUST STREET SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC..

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 20, 1992 - May 10, 1999

LOCUST STREET SECURITIES, INC.

BD
CRD#: 1703
DES MOINES, IA
Past

August 4, 1989 - December 20, 1991

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

August 4, 1989 - December 20, 1991

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/1/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


LS
LOCUST STREET SECURITIES, INC.
E.I. SALES, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | LOCUST STREET SECURITIES, INC.

CRD#: 1703 / SEC#: , 8-14037

BD
Terminated by SEC on 03/13/2004
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Contact information


Main Address
Mailing Address
Phone number
Established
Iowa since 07/16/1968
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
ING ADVISORS NETWORK. INCSOLE SHAREHOLDER
COKINIS, CHRISTOPHER ALEXVICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND SECRETARY1527389
FRIEBERG, DAVID EUGENEVICE PRESIDENT, RECRUITING1289486
LARAIA, KEVIN MICHAELTREASURER, VICE PRESIDENT FINANCE & OPERATIONS, FIN OP, COO2456743
LINDBERG, KARL STEPHENPRESIDENT/DIRECTOR1001270
SIMMERS, JOHN STEPHENCHAIRMAN OF BOARD711578
STEPHENS, LYNN ANNETTEVICE PRESIDENT, BUSINESS DEVELOPMENT2169858
STYCH, KEVIN PAULVICE PRESIDENT, SALES & MARKETING1904094

Disclosures


Regulatory Event2
Arbitration2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LOCUST STREET SECURITIES, INC.

CRD#: 1703

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