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Michael William Burke

CRD# 1793662·Registered 1989 - 1999
Barred: Michael William Burke was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Michael William Burke was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1989 - 1999. Michael had worked at 3 firms and has passed the Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

LOCUST STREET SECURITIES, INC.·CRD# 1703
BD
Des Moines, IA
February 20, 1992 - May 10, 1999
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
August 4, 1989 - December 20, 1991
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
August 4, 1989 - December 20, 1991

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Current Firm

LS
LOCUST STREET SECURITIES, INC.

E.I. SALES, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | LOCUST STREET SECURITIES, INC.

CRD#: 1703 / SEC#: 8-14037
BD
Terminated by SEC on 03/13/2004

Contact Information

Established

Iowa since 07/16/1968

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ING ADVISORS NETWORK. INCSOLE SHAREHOLDER—
COKINIS, CHRISTOPHER ALEXVICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND SECRETARY1527389
FRIEBERG, DAVID EUGENEVICE PRESIDENT, RECRUITING1289486
LARAIA, KEVIN MICHAELTREASURER, VICE PRESIDENT FINANCE & OPERATIONS, FIN OP, COO2456743
LINDBERG, KARL STEPHENPRESIDENT/DIRECTOR1001270
SIMMERS, JOHN STEPHENCHAIRMAN OF BOARD711578
STEPHENS, LYNN ANNETTEVICE PRESIDENT, BUSINESS DEVELOPMENT2169858
STYCH, KEVIN PAULVICE PRESIDENT, SALES & MARKETING1904094

Disclosures

Regulatory Event

2

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1989About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1989About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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