Frederick R. Blair

OSAIC WEALTH

Harrisburg, PA 17111

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CRD#: 1793610

Professional summary

Frederick Reginald Blair is a registered financial advisor currently at OSAIC WEALTH, INC. located in Harrisburg, Pennsylvania.

Frederick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Frederick has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. BLAIR FINANCIAL SVCS. 8150 DERRY ST STE C HARRISBURG PA. INV-REL. OWNER 4/1988. APPROX 60 HRS/MO. SALES/SRVC OF FIN SVCS........... 2. BLAIR FAMILY TRUST POSITION: co-trustee NATURE: Private family trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2016 ADDRESS: 8150 Derry St, Suite C, Harrisburg PA 17111, United States DESCRIPTION: Manage and monitor trust investments 3. COMMONWEALTH FINANCIAL ASSOCIATES, LTD POSITION: President NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 175 START DATE: 09/01/1986 ADDRESS: 8150 Derry St, Suite C, Harrisburg, PA 17111 DESCRIPTION: RR and IAR for Osaic Wealth 4. FREDERICK BLAIR, EXECUTOR POSITION: Executor NATURE: NA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/05/2025 ADDRESS: 145 S Hoernerstown Rd, Hummelstown PA 17036-9211 DESCRIPTION: Settle estate of mother, Nancy Blair, upon her passing. I am shared beneficiary of her estate with my sister Victoria Crout 5. FREDERICK BLAIR POSITION: executor NATURE: na INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/07/2024 ADDRESS: 145 S Hoernerstown Rd, Hummelstown PA 17036-9211 DESCRIPTION: settle sister, Victoria Crout, estate upon her passing 6. COMMONWEALTH FINANCIAL ASSOCIATES, LTD. POSITION: Founder/IAR NATURE: LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 175 START DATE: 09/01/1986 ADDRESS: 8150 Derry St., Suite C, Harrisburg PA 17111, United States DESCRIPTION: sales/marketing of securities, investment advisory and insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Reginald Blair's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Frederick Reginald Blair's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2018 - Present

OSAIC WEALTH, INC.

Office #1: 8150 Derry Street Suite C, Harrisburg, PA 17111

RIA

CRD#: 23131

Harrisburg, PA

Current

November 2, 2018 - Present

OSAIC WEALTH, INC.

Office #1: 8150 Derry Street Suite C, Harrisburg, PA 17111

RIA

CRD#: 23131

Harrisburg, PA

Past

May 13, 2016 - November 2, 2018

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

HARRISBURG, PA

Past

May 13, 2016 - November 2, 2018

SIGNATOR INVESTORS, INC.

CRD#: 468

HARRISBURG, PA

Past

January 10, 2005 - May 13, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

HARRISBURG, PA

Past

February 28, 2001 - May 29, 2001

INTERLINK SECURITIES CORP.

CRD#: 30505

WOODLAND HILLS, CA

Past

March 20, 2000 - May 13, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

HARRISBURG, PA

Past

October 1, 1999 - March 1, 2000

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

December 5, 1996 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Past

June 23, 1994 - November 7, 1996

PNC BROKERAGE CORP

CRD#: 34671

PITTSBURGH, PA

Past

January 22, 1992 - December 18, 1993

T.H.E. FINANCIAL GROUP, LTD

CRD#: 14720

MECHANICSBURG, PA

Past

October 25, 1990 - December 5, 1991

HOMESTEAD CAPITAL CORPORATION

CRD#: 21906

Past

March 7, 1988 - October 4, 1990

FIDELITY EQUITY SERVICES CORPORATION

CRD#: 17455

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/6/2020)

California
(11/2/2018)

Colorado
(1/4/2019)

Delaware
(11/2/2018)

Florida
(11/2/2018)

IAR

Florida
(7/31/2019)

Georgia
(7/5/2022)

Kentucky
(11/2/2018)

Maryland
(11/2/2018)

Michigan
(11/2/2018)

Nebraska
(2/6/2020)

New Jersey
(11/2/2018)

New York
(2/6/2020)

North Carolina
(11/2/2018)

Ohio
(4/24/2019)

Pennsylvania
(11/2/2018)

IAR

Pennsylvania
(11/2/2018)

South Carolina
(1/2/2024)

Tennessee
(11/2/2018)

Texas
(10/6/2025)

Virginia
(11/2/2018)

West Virginia
(11/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/30/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/4/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/6/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/4/1988

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/30/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frederick R. Blair

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Reginald Blair's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Frederick Reginald Blair's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

INTERLINK SECURITIES CORP.

TRANSAMERICA FINANCIAL ADVISORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

PNC BROKERAGE CORP

T.H.E. FINANCIAL GROUP, LTD

HOMESTEAD CAPITAL CORPORATION

FIDELITY EQUITY SERVICES CORPORATION

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/30/2009

Series 63

Date: 3/4/1988

SIE

Date: 10/1/2018

Series 7

Date: 2/6/1995

Series 6

Date: 3/4/1988

Series 24

Date: 6/30/2006

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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