Donna G. Harris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna G Harris, who also goes by Donna G Glenn, Donna Glenn Harris, Lucille Harris, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 2001. Donna had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2019 - July 1, 2020
IFP SECURITIES, LLC
May 9, 2018 - July 1, 2020
INDEPENDENT FINANCIAL PARTNERS
April 27, 2018 - May 23, 2019
LPL FINANCIAL LLC
May 3, 2016 - April 23, 2018
SII INVESTMENTS, INC.
May 3, 2016 - April 23, 2018
NATIONAL PLANNING CORPORATION
May 3, 2016 - April 23, 2018
INVESTMENT CENTERS OF AMERICA, INC.
July 2, 2002 - April 17, 2018
INVEST FINANCIAL CORPORATION
April 10, 2001 - April 17, 2018
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IFP SECURITIES, LLC
CRD#: 297287 / SEC#: , 8-70150
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFP GROUP, LLC | OWNER | |
| ACHESON, JEFFERY ALLEN | CHIEF BUSINESS DEVELOPMENT OFFICER | 706698 |
| GILMAN, AARON LEE | CHIEF INVESTMENT OFFICER | 5611425 |
| HAMM, WILLIAM CHRISTOPHER | PRESIDENT, CHIEF OPERATING OFFICER | 5814331 |
| HAMM, WILLIAM EUGENE JR | CHIEF EXECUTIVE OFFICER AND CHAIRPERSON OF THE BOARD OF DIRECTORS | 1227713 |
| JOHNSON, TORIAN | CHIEF COMPLIANCE OFFICER | 5363604 |
| MEJIA, OSCAR MIGUEL | FINOP | 5569235 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
